0000894189-11-001640 Sample Contracts

TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT PMC FUNDS

Investment Advisory Agreement • April 25th, 2011 • Trust for Professional Managers • Wisconsin

• Contract Type
  Investment Advisory Agreement
• Filed
  April 25th, 2011
• Company
  Trust for Professional Managers
• Jurisdiction
  Wisconsin

THIS INVESTMENT ADVISORY AGREEMENT is made as of the 15th day of June, 2010, by and between Trust for Professional Managers (hereinafter called the “Trust”), on behalf of the series of the Trust listed on Schedule A hereto (each a “Fund,” collectively the “Funds” or “PMC Funds”), and Envestnet Asset Management, Inc. (hereinafter called the “Adviser”).

TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSES LIMITATION AGREEMENT PMC FUNDS

Operating Expenses Limitation Agreement • April 25th, 2011 • Trust for Professional Managers • Wisconsin

• Contract Type
  Operating Expenses Limitation Agreement
• Filed
  April 25th, 2011
• Company
  Trust for Professional Managers
• Jurisdiction
  Wisconsin

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 15th day of June, 2010, by and between Trust for Professional Managers, (the “Trust”), on behalf of the series of the Trust listed on Schedule A hereto (each a “Fund,” collectively the “PMC Funds” or “Funds”), and Envestnet Asset Management, Inc., the investment adviser to the Funds (the “Adviser”).