0000894189-13-002938 Sample Contracts

DISTRIBUTION AGREEMENT
Distribution Agreement • May 21st, 2013 • Trust for Professional Managers • Wisconsin

THIS AGREEMENT is made and entered into as of the 12th day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC, a Delaware limited liability corporation and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.

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FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • May 21st, 2013 • Trust for Professional Managers • Wisconsin

THIS AGREEMENT is made and entered into as of this 12th day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • May 21st, 2013 • Trust for Professional Managers • Wisconsin

THIS AGREEMENT is made and entered into as of this 12h day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • May 21st, 2013 • Trust for Professional Managers

THIS SECOND AMENDMENT dated as of April 25, 2013, to the Fund Accounting Servicing Agreement, dated as of September 12, 2007, as amended April 20, 2010 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the Geneva Advisors Funds, (the "Funds") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

SECOND AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC
Investment Advisory Agreement • May 21st, 2013 • Trust for Professional Managers

THIS SECOND AMENDMENT dated as of April 25, 2013, to the Amended and Restated Investment Advisory Agreement, dated as of April 20, 2010, as amended July 21, 2011 (the “Agreement”), entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC (hereinafter called the “Adviser”).

SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • May 21st, 2013 • Trust for Professional Managers

THIS SECOND AMENDMENT dated as of April 25, 2013, to the Transfer Agent Servicing Agreement, dated as of September 12, 2007, as amended April 20, 2010 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the Geneva Advisors Funds, (the "Funds") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • May 21st, 2013 • Trust for Professional Managers • Wisconsin

TRANSFER AGENT & SHAREHOLDER SERVICES - Geneva SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at September, 2007 FAN WEB – Shareholder internet access to account information and transaction capabilities through a transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. 1. FAN Web Premium (Fund Groups over 50,000 open accounts) · Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support · Annual Base Fee - $____ per year 2. FAN Web Select (Fund Groups under 50,000 open accounts) – Standard Web services · Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support · Annual Base Fee - $____ per year 3. Customization - $____ per hour 4. Activity (Session) Fees: · Inquiry - $____ per event · Account Maintenance - $____ per event · Transaction – financial transactions, reorder statements, etc. - $__

AMENDED AND RESTATED CUSTODY AGREEMENT
Custody Agreement • May 21st, 2013 • Trust for Professional Managers • Ohio

THIS AGREEMENT, originally made and entered into as of the 12th day of September, 2007, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”) is hereby amended and restated as of December 14, 2007

THIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • May 21st, 2013 • Trust for Professional Managers

THIS THIRD AMENDMENT dated as of April 25, 2013, to the Fund Administration Servicing Agreement, dated as of September 12, 2007, as amended April 20, 2010 and August 30, 2011 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the Geneva Advisors Funds, (the "Funds") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

SECOND AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC
Operating Expense Limitation Agreement • May 21st, 2013 • Trust for Professional Managers

THIS SECOND AMENDMENT dated as of April 25, 2013, to the Amended and Restated Operating Expense Limitation Agreement, dated as of April 20, 2010, as amended July 21, 2011 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC (hereinafter called the “Adviser”).

SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENT
Distribution Agreement • May 21st, 2013 • Trust for Professional Managers

THIS SECOND AMENDMENT dated as of April 25, 2013, to the Distribution Agreement, dated as of September 12, 2007, as amended April 20, 2010 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the Geneva Advisors Funds, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor.”)

FIRST AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENT
Custody Agreement • May 21st, 2013 • Trust for Professional Managers

THIS FIRST AMENDMENT dated as of April 25, 2013, to the Amended and Restated Custody Agreement, originally made and entered into as of September 12, 2007, amended and restated December 14, 2007, and further amended April 20, 2010 (the "Amended and Restated Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the Geneva Advisors Funds, (the "Funds") and U.S. Bank National Association, national banking association ( the "Custodian").

SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • May 21st, 2013 • Trust for Professional Managers

THIS SECOND AMENDMENT dated as of August 30, 2011, to the Fund Administration Servicing Agreement, dated as of September 12, 2007, as amended April 20, 2010 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of Geneva Advisors Funds (the "Fund") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

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