DISTRIBUTION AGREEMENTDistribution Agreement • June 28th, 2013 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 25th day of April, 2013, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). VISIUM ASSET MANAGEMENT, LP, the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with VISIUM ASSET MANAGEMENT, LPInvestment Advisory Agreement • June 28th, 2013 • Trust for Professional Managers • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 13th day of May, 2013, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and Visium Asset Management, LP (hereinafter called the “Adviser”), a Delaware limited partnership.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 28th, 2013 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 25th day of April, 2013, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
CUSTODY AGREEMENTCustody Agreement • June 28th, 2013 • Trust for Professional Managers • Ohio
THIS AGREEMENT is made and entered into as of this 25th day of April, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT with VISIUM ASSET MANAGEMENT, LPExpense Limitation Agreement • June 28th, 2013 • Trust for Professional Managers • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 13th day of May, 2013, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Visium Asset Management, LP (the “Adviser”), a Delaware limited partnership.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 28th, 2013 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 25th day of April, 2013, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 28th, 2013 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 25th day of April, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
