INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 4th, 2014 • FactorShares Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 16th day of October, 2014 by and between FACTORSHARES TRUST (the “Trust”), a Delaware statutory trust, and FACTOR ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 35 Beechwood Road, Suite 2B, Summit, NJ 07901 (the “Adviser”).
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 4th, 2014 • FactorShares Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the 16th day of October, 2014, by and between Factor Advisors, LLC, a , a Delaware limited liability company with its principal place of business at 35 Beechwood Road, Summit, New Jersey 07901 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • November 4th, 2014 • FactorShares Trust
THIS SECOND AMENDMENT dated as of this 16th day of October, 2014, to the Distribution Agreement, dated as of September 12, 2012, as amended January 25, 2013 (the “Agreement”), between FACTORSHARES TRUST (the “Trust”), a Delaware statutory trust and QUASAR DISTRIBUTORS, LLC (the “Distributor”), a Delaware limited liability company. FACTOR ADVISORS, LLC, a limited liability company and the investment advisor to the Trust (the “Adviser”), is a party hereto with respect to Article 5 only.
SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 4th, 2014 • FactorShares Trust
THIS SECOND AMENDMENT dated as of the 16th day of October, 2014, to the Fund Accounting Servicing Agreement dated as of dated as September 12, 2012, as amended January 23, 2013 (the “Agreement”), by and between FACTORSHARES TRUST, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 4th, 2014 • FactorShares Trust
THIS SECOND AMENDMENT, dated as of the 25th day of January, 2013, to the Transfer Agent Servicing Agreement, dated as of September 12, 2012, ”), as amended January 25, 2013 (the “Agreement”) is entered into by and by and between FACTORSHARES TRUST, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
SECOND AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • November 4th, 2014 • FactorShares Trust
THIS SECOND AMENDMENT dated as of this 16th date of October, 2014, to the Custody Agreement dated as of September 12, 2012, as amended January 25, 2013 (the "Agreement"), is entered into by and between FACTORSHARES TRUST, a Delaware statutory trust and U.S. BANK, N.A., a national banking association (the "Custodian").
SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 4th, 2014 • FactorShares Trust
THIS SECOND AMENDMENT dated as of the 16th day of October, 2014, to the Fund Administration Servicing Agreement dated as of September 12, 2012, as amended January 25, 2013 (the “Agreement”), is entered into by and between FACTORSHARES TRUST, (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
