ETF SERIES SOLUTIONSInvestment Sub-Advisory Agreement • June 21st, 2016 • ETF Series Solutions • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 18th day of February, 2016 by and between APTUS CAPITAL ADVISORS, LLC, an Alabama limited liability company with its principal place of business at 407 Johnson Avenue, Fairhope, Alabama 36532 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and PENSERRA CAPITAL MANAGEMENT, LLC, a New York Limited Liability Company with its principal place of business located at 140 Broadway, 46th Floor, New York, New York 10005 (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 21st, 2016 • ETF Series Solutions • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 18th day of February, 2016 by and between ETF SERIES SOLUTIONS (the “Trust”), a Delaware statutory trust, and Aptus Capital Advisors, LLC, an Alabama limited liability company with its principal place of business at 407 Johnson Avenue, Fairhope, Alabama 36532 (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • June 21st, 2016 • ETF Series Solutions • Delaware
THIS DISTRIBUTION AGREEMENT (the “Agreement’) is made as of this 18th day of February, 2016 between ETF Series Solutions (the “Trust”), a Delaware statutory trust and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. Aptus Capital Advisors, LLC, a limited liability company and the investment advisor to the Trust (the “Adviser”), is a party hereto with respect to Article 5 only.
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 21st, 2016 • ETF Series Solutions
THIS AMENDMENT dated as of the 18th day of February, 2016, to the Fund Accounting Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 21st, 2016 • ETF Series Solutions
THIS AMENDMENT dated as of the 18th day of February, 2016, to the Fund Accounting Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENTCustody Agreement • June 21st, 2016 • ETF Series Solutions
THIS AMENDMENT dated as of the 18th day of February, 2016, to the Custody Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 21st, 2016 • ETF Series Solutions
THIS AMENDMENT dated as of the 18th day of February, 2016, to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
EXHIBIT A to the CHIEF COMPLIANCE OFFICER AGREEMENT by and between U.S. BANCORP FUND SERVICES, LLC, ETF SERIES SOLUTIONS, and JAMES R. BUTZ February 18, 2016 SCHEDULE OF FUNDS OF TRUST FOR WHICH COMPLIANCE OFFICER IS DESIGNATED AND APPOINTED TO THE...Chief Compliance Officer Agreement • June 21st, 2016 • ETF Series Solutions
