OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 28th, 2017 • Trust for Advisor Solutions • Delaware
Contract Type FiledApril 28th, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 16th day of March, 2017, by and between Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Adviser”) and Trust for Advisor Solutions, a Delaware statutory trust (the “Trust”), regarding each series of the Trust listed in Appendix A (the “Funds”).
TRUST FOR ADVISOR SOLUTIONS and the UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • April 28th, 2017 • Trust for Advisor Solutions
Contract Type FiledApril 28th, 2017 CompanyTHIS FIRST AMENDMENT effective as of July 1, 2016, to the Custody Agreement, dated as of July 1, 2015 (the “Custody Agreement”), is entered into by and among TRUST FOR ADVISOR SOLUTIONS and the UNDERLYING FUNDS TRUST, each a Delaware statutory trust (each a “Trust” and collectively the “Trusts”), and U.S. BANK, N.A., a national banking association organized and existing under the laws of the United States of America (“Custodian”).