INVESTMENT SUB-ADVISORY AGREEMENT betweenInvestment Sub-Advisory Agreement • October 18th, 2017 • ETF Series Solutions • Delaware
Contract Type FiledOctober 18th, 2017 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 26th day of October, 2017 by and between Advisors Asset Management, Inc., a Delaware corporation with its principal place of business at 18925 Base Camp Road, Suite 203, Monument, Colorado 80132 (the “Adviser”), ETF Series Solutions (the “Trust”), and Vident Investment Advisory, LLC, a Delaware limited liability company with its principal place of business located at 300 Colonial Center Parkway, Suite 330, Roswell, Georgia 30076 (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 18th, 2017 • ETF Series Solutions • Delaware
Contract Type FiledOctober 18th, 2017 Company JurisdictionThis INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 13th day of July, 2017 by and between ETF SERIES SOLUTIONS (the “Trust”), a Delaware statutory trust, and Advisors Asset Management, Inc., a Delaware corporation with its principal place of business at 18925 Base Camp Road, Suite 203, Monument, Colorado 80132 (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • October 18th, 2017 • ETF Series Solutions • Delaware
Contract Type FiledOctober 18th, 2017 Company JurisdictionTHIS DISTRIBUTION AGREEMENT (the “Agreement”) effective as of this 1st day of September, 2017 between ETF Series Solutions (the “Trust”), a Delaware statutory trust and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. Advisors Asset Management, Inc. (the “Adviser”), the investment adviser to the series of the Trust listed in Schedule A hereto (each, a “Fund”, and collectively, the “Funds”), is a party hereto with respect to Article 5.
AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 18th, 2017 • ETF Series Solutions
Contract Type FiledOctober 18th, 2017 CompanyTHIS AMENDMENT effective as of the 1st day of September, 2017, to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENTCustody Agreement • October 18th, 2017 • ETF Series Solutions
Contract Type FiledOctober 18th, 2017 CompanyTHIS AMENDMENT, effective as of the 1st day of September, 2017, to the Custody Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 18th, 2017 • ETF Series Solutions
Contract Type FiledOctober 18th, 2017 CompanyTHIS AMENDMENT effective as of the 1st day of September, 2017, to the Fund Administration Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 18th, 2017 • ETF Series Solutions
Contract Type FiledOctober 18th, 2017 CompanyTHIS AMENDMENT effective as of the 1st day of September, 2017, to the Fund Accounting Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).