FIRST AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with PT ASSET MANAGEMENT, LLCInvestment Advisory Agreement • December 21st, 2017 • Trust for Professional Managers
THIS FIRST AMENDMENT dated effective as of the 29th day of December, 2017, to the Amended and Restated Investment Advisory Agreement, dated as of December 11, 2013 (the “Agreement”), entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (the “Fund”), and PT ASSET MANAGEMENT, LLC (hereinafter called the “Adviser”).
TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with PT ASSET MANAGEMENT, LLCOperating Expense Limitation Agreement • December 21st, 2017 • Trust for Professional Managers • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 29th day of December, 2017, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (each, a “Fund,” and together, the “Funds”), and the investment adviser to the Funds, PT Asset Management, LLC (the “Adviser”), a Illinois limited liability company.
THIRD AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 21st, 2017 • Trust for Professional Managers
THIS THIRD AMENDMENT effective as of August 1, 2016, to the Fund Accounting Servicing Agreement, dated as of August 10, 2010, as amended April 28, 2011 and November 12, 2014 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of the Performance Trust Funds (the “Funds”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 21st, 2017 • Trust for Professional Managers
THIS SECOND AMENDMENT effective as of August 1, 2016, to the Transfer Agent Servicing Agreement, dated as of August 10, 2010, as amended April 28, 2011 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of the Performance Trust Funds (the "Funds") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 21st, 2017 • Trust for Professional Managers
THIS SECOND AMENDMENT effective as of August 1, 2016, to the Fund Administration Servicing Agreement, dated as of August 10, 2010, as amended April 28, 2011 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of the Performance Trust Funds (the "Funds") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
THIRD AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • December 21st, 2017 • Trust for Professional Managers
THIS THIRD AMENDMENT effective August 1, 2016, to the Custody Agreement, originally made and entered into as of August 10, 2010, as amended April 28, 2011 and July 21, 2011 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of the Performance Trust Funds (the "Funds") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
