INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2018 • Series Portfolios Trust • Delaware
This AGREEMENT is made as of the 28th day of February, 2018, by and among SFE Investment Counsel Inc., a California corporation located at 801 S. Figueroa Street, Suite 2100, Los Angeles, CA 90017 (the “Sub-Adviser”), Highmore Group Advisors, LLC a Delaware limited liability company located at 120 5th Avenue, New York, NY 10011 (the “Adviser”), and Series Portfolios Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A (the Sub-Adviser, Adviser and Trust are herein referred to collectively as the “Parties”).
SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 28th, 2018 • Series Portfolios Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 28th day of February 2018, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Highmore Group Advisors, LLC, a Delaware limited liability company (the “Adviser”).
FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2018 • Series Portfolios Trust
THIS AMENDMENT, dated as of the 1st day of May, 2017, to the Investment Advisory Agreement, dated as of October 11, 2016 as amended, (the “Advisory Agreement”) is entered into by and between Series Portfolios Trust, a Delaware business trust (the “Trust”), on behalf of its separate series listed on Schedule A of the Agreement, and Highmore Group Advisors, LLC (the “Advisor”).
TRADING SUB-ADVISORY AGREEMENTTrading Sub-Advisory Agreement • February 28th, 2018 • Series Portfolios Trust • Delaware
This AGREEMENT is made as of the 21st day of July 2017, by and among Centurion Investment Management, LLC, a Delaware limited liability company, located at 200 S. Executive Dr., Ste. 101, Brookfield, WI 53005 (the “Trader”), and Highmore Group Advisors, LLC, a Delaware limited liability company located at 120 5th Avenue, New York, NY 10011 (the “Adviser”), each a “Party”, and together, the “Parties”.
