INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 27th, 2018 • ETF Series Solutions • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 25th day of July, 2018 by and between ETF SERIES SOLUTIONS (the “Trust”), a Delaware statutory trust, and DEFIANCE ETFS, LLC, a Delaware limited liability company with its principal place of business at 450 West 42nd Street, #37S, New York, New York 10036 (the “Adviser”).
ETF SERIES SOLUTIONSSub-Advisory Agreement • July 27th, 2018 • ETF Series Solutions • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 25th day of July, 2018 by and between DEFIANCE ETFS, LLC, a Delaware limited liability company with its principal place of business at 450 West 42nd Street, #37S, New York, New York 10036 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and PENSERRA CAPITAL MANAGEMENT LLC, a New York Limited Liability Company with its principal place of business located at 4 Orinda Way, Suite 100-A Orinda, CA 94563 (the “Sub-Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 27th, 2018 • ETF Series Solutions • Delaware
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is between ETF Series Solutions (the “Trust”), a Delaware statutory trust, and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. Defiance ETFs, LLC (the “Adviser”), the investment adviser to the series of the Trust listed in Schedule A hereto (each, a “Fund”, and collectively, the “Funds”), is a party hereto with respect to Article 5.
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 27th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Fund Administration Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 27th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 27th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Fund Accounting Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENTEtf Series Solutions Custody Agreement • July 27th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Custody Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
