TENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • October 26th, 2018 • Baird Funds Inc
Contract Type FiledOctober 26th, 2018 CompanyTHIS TENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 2Jlh day of May, 2018 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and BAIRD FUNDS, INC. (the "Corporation"), a Wisconsin corporation, not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a "Borrower" or "Borrowing Fund" and collectively the "Borrowers" or the "Borrowing Funds"), and with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202.
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • October 26th, 2018 • Baird Funds Inc • Wisconsin
Contract Type FiledOctober 26th, 2018 Company JurisdictionTHIS AMENDED AND RESTATED CUSTODY AGREEMENT (the “Agreement”) is made and entered into as of July 30, 2018, by and between Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the “Advisor”), Baird Funds, Inc., a Wisconsin corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 26th, 2018 • Baird Funds Inc • Wisconsin
Contract Type FiledOctober 26th, 2018 Company JurisdictionPermits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts.
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 26th, 2018 • Baird Funds Inc • Wisconsin
Contract Type FiledOctober 26th, 2018 Company JurisdictionTHIS AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT (the “Agreement”) is made and entered into as of this July 30, 2018, by and between Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the “Advisor”), Baird Funds, Inc., a Wisconsin corporation (the “Company”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 26th, 2018 • Baird Funds Inc • Wisconsin
Contract Type FiledOctober 26th, 2018 Company JurisdictionTHIS AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENT (the “Agreement”) is made and entered into as of this July 30, 2018, by and between Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the “Advisor”), Baird Funds, Inc., a Wisconsin corporation (the “Company”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
FIRST AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • October 26th, 2018 • Baird Funds Inc
Contract Type FiledOctober 26th, 2018 CompanyTHIS FIRST AMENDMENT effective as of September 10, 2018, to the Amended and Restated Custody Agreement, dated as of July 30, 2018 (the "Custody Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bank, N.A., a national banking association (the "Custodian").
FIRST AMENDMENT TO THE AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 26th, 2018 • Baird Funds Inc
Contract Type FiledOctober 26th, 2018 CompanyTHIS First AMENDMENT effective as of September 10, 2018, to the Amended and Restated Fund Administration Servicing Agreement, dated as of July 30, 2018 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
EXPENSE CAP/REIMBURSEMENT AGREEMENTExpense Cap/Reimbursement Agreement • October 26th, 2018 • Baird Funds Inc
Contract Type FiledOctober 26th, 2018 CompanyThis Agreement is entered into as of the 26th day of October, 2018 between Robert W. Baird & Co. Incorporated (the “Advisor”) and Baird Funds, Inc. (the “Corporation”), on behalf of the Baird Small/Mid Cap Growth Fund (the “SMID Growth Fund” or the “Fund”).
SECOND AMENDMENT TO THE AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • October 26th, 2018 • Baird Funds Inc
Contract Type FiledOctober 26th, 2018 CompanyTHIS SECOND AMENDMENT effective as of ---October 27, 2018, to the Amended and Restated Distribution Agreement, dated as of August 24, 2017 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Distributor") and Baird Funds, Inc., a Wisconsin corporation (the “Corporation”).
FORM OF ELEVENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • October 26th, 2018 • Baird Funds Inc
Contract Type FiledOctober 26th, 2018 CompanyTHIS ELEVENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 31st day of October, 2018 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and BAIRD FUNDS, INC. (the “Corporation”), a Wisconsin corporation, not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or “Borrowing Fund” and collectively the “Borrowers” or the “Borrowing Funds”), and with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202.
FIRST AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 26th, 2018 • Baird Funds Inc
Contract Type FiledOctober 26th, 2018 CompanyTHIS FIRST AMENDMENT effective as of September 10, 2018, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of July 30, 2018 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
FIRST AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 26th, 2018 • Baird Funds Inc
Contract Type FiledOctober 26th, 2018 CompanyTHIS FIRST AMENDMENT effective as of September 10, 2018, to the Amended and Restated Fund Accounting Servicing Agreement, dated as July 30, 2018, (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").