ETF SERIES SOLUTIONSInvestment Sub-Advisory Agreement • December 7th, 2018 • ETF Series Solutions • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 4th day of December, 2018 by and between Exchange Traded Concepts, LLC, an Oklahoma limited liability company with its principal place of business at 10900 Hefner Pointe Drive, Suite 207, Oklahoma City, Oklahoma 73120 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), a Delaware statutory trust with its principal place of business located at 615 East Michigan Street, Milwaukee, Wisconsin 53202, and Quadratic Capital Management LLC, a Delaware limited liability company with its principal place of business located at 39 Lewis Street, 4th Floor, Greenwich, Connecticut 06830 (the “Sub-Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 7th, 2018 • ETF Series Solutions • Delaware
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made between ETF Series Solutions (the “Trust”), a Delaware statutory trust, and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. Exchange Traded Concepts, LLC, an Oklahoma limited liability company and the investment adviser to the series of the Trust listed in Schedule A hereto (each, a “Fund”, and collectively, the “Funds”), is a party hereto with respect to Article 5.
AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENTCustody Agreement • December 7th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Custody Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
ETF SERIES SOLUTIONS Fee Waiver Agreement December 7, 2018Fee Waiver Agreement • December 7th, 2018 • ETF Series Solutions • Delaware
THIS FEE WAIVER AGREEMENT (the "Agreement") is entered into by and between ETF Series Solutions, a Delaware statutory trust (the "Trust"), on behalf of the Quadratic Interest Rate Volatility and Inflation Hedge ETF (the "Fund"), a series of the Trust; Exchange Traded Concepts, LLC (the "Adviser"), the Fund's investment adviser; and Quadratic Capital Management LLC (the "Sub-Adviser"), the Fund's sub-adviser.
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated December 23, 2014 between ETF SERIES SOLUTIONS and EXCHANGE TRADED CONCEPTS, LLCInvestment Advisory Agreement • December 7th, 2018 • ETF Series Solutions
The Trust will pay to the Adviser as compensation for the Adviser's services rendered, a fee, computed daily at an annual rate based on the average daily net assets of the respective Fund in accordance with the following fee schedule:
AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 7th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, doing business as U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 7th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Fund Accounting Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, doing business as U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 7th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Fund Administration Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, doing business as U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
