FORM OF AGREEMENT AND PLAN OF REORGANIZATIONForm of Agreement and Plan of Reorganization • November 8th, 2019 • LoCorr Investment Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this __ day of ___ 2019, by and among Steben Alternative Investment Funds (the “Steben Trust”), a Delaware statutory trust, with its principal place of business at 9711 Washingtonian Boulevard, Suite 400, Gaithersburg, Maryland 20878, on behalf of its series the Steben Managed Futures Strategy Fund (the “Acquired Fund”), and LoCorr Investment Trust (the “LoCorr Trust”), an Ohio business trust, with its principal place of business at 687 Excelsior Boulevard, Excelsior, Minnesota 55331, on behalf of its series LoCorr Macro Strategies Fund (the “Acquiring Fund” and, together with the Acquired Fund, the “Funds”) and, solely with respect to Article IX, LoCorr Fund Management, LLC (“LFM”), with its principal place of business at 687 Excelsior Boulevard, Excelsior, Minnesota 55331.
Steben Alternative Investment Funds9711 Washingtonian Boulevard, Suite 400Gaithersburg, MD 20878LoCorr Investment Trust • November 8th, 2019
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF NOVEMBER [ ], 2019 (THE "AGREEMENT"), AMONG STEBEN ALTERNATIVE INVESTMENT FUNDS (THE "STEBEN TRUST"), ON BEHALF OF ITS SERIES, STEBEN MANAGED FUTURES STRATEGY FUND (THE "TARGET FUND") AND LOCORR INVESTMENT TRUST (“LOCORR TRUST”), ON BEHALF OF ITS SERIES LOCORR MACRO STRATEGIES FUND (THE "ACQUIRING FUND"), AND, SOLELY FOR PURPOSES OF ARTICLE IX THEREOF, LOCORR FUND MANAGEMENT LLC (THE "ADVISER")
