FORM OF CUSTODY AGREEMENTCustody Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Minnesota
THIS AGREEMENT is made and entered into as of this ____ day of February, 2014, by and between STEBEN ALTERNATIVE INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FORM OF FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this ___ day of February, 2014, by and between STEBEN ALTERNATIVE INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware
THIS AGREEMENT is made and entered into as of this ___ day of _________ 2014, by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
FORESIDE FUND SERVICES, LLC FORM OF DEALER AGREEMENTDealer Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and set forth on Appendix A (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
Form of SELLING GROUP MEMBER AGREEMENTSelling Group Member Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 18th, 2019 • LoCorr Investment Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 17th day of Decmeber 2019, by and among Steben Alternative Investment Funds (the “Steben Trust”), a Delaware statutory trust, with its principal place of business at 9711 Washingtonian Boulevard, Suite 400, Gaithersburg, Maryland 20878, on behalf of its series the Steben Managed Futures Strategy Fund (the “Acquired Fund”), and LoCorr Investment Trust (the “LoCorr Trust”), an Ohio business trust, with its principal place of business at 687 Excelsior Boulevard, Excelsior, Minnesota 55331, on behalf of its series LoCorr Macro Strategies Fund (the “Acquiring Fund” and, together with the Acquired Fund, the “Funds”) and, solely with respect to Article IX, LoCorr Fund Management, LLC (“LFM”), with its principal place of business at 687 Excelsior Boulevard, Excelsior, Minnesota 55331.
Steben Alternative Investment Funds Amended Investment Advisory AgreementInvestment Advisory Agreement • November 27th, 2015 • Steben Alternative Investment Funds • Delaware
This AGREEMENT is made and entered into as of _______, 2016 by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (the “Advisor”).
TRADING ADVISORY AGREEMENT STEBEN MANAGED FUTURES STRATEGY FUND Trading Advisory Agreement (this "Agreement") entered into as of the 4th day of February 2016, by and among Steben & Company, Inc., a Maryland company (the "Adviser"), Steben Alternative...Trading Advisory Agreement • May 31st, 2016 • Steben Alternative Investment Funds • Delaware
Steben Alternative Investment Funds Form of Investment Subadvisory AgreementInvestment Subadvisory Agreement • March 25th, 2014 • Steben Alternative Investment Funds • Delaware
This AGREEMENT is made and entered into as of this ___ day of _______, 2014 by and among Steben Alternative Investment Funds, a Delaware statutory trust (“Trust”), Steben & Company, Inc., a Maryland corporation (the “Advisor”), and Principal Global Investors, LLC, a Delaware limited liability company (the “Subadvisor”);
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this ___ day of February, 2014, by and between STEBEN ALTERNATIVE INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
STEBEN ALTERNATIVE INVESTMENT FUNDS AMENDED INVESTMENT ADVISORY AGREEMENT This AGREEMENT is made and entered into as of January 13, 2016 by and between Steben Alternative Investment Funds, a Delaware statutory trust (the "Trust"), and Steben &...Investment Advisory Agreement • May 31st, 2016 • Steben Alternative Investment Funds • Delaware
FORM OF TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this ___ day of February, 2014, by and between STEBEN ALTERNATIVE INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
Steben Alternative Investment Funds Form of Operating Services AgreementOperating Services Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware
This AGREEMENT is made and entered into as of February __, 2014, by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (hereinafter referred to as the “Advisor”).
Trading Advisory AgreementTrading Advisory Agreement • July 27th, 2018 • Steben Alternative Investment Funds • Delaware
Trading Advisory Agreement (this “Agreement”) entered into as of the 28th day of November 2017, by and among Steben & Company, Inc., a Maryland company (the “Adviser”), Steben Alternative Investment Funds, a registered investment company under the Investment Company Act of 1940, as amended, on behalf of the Fund as defined below (the “Trust”), and Welton Investment Partners LLC, a limited liability company formed under the laws of Delaware with its principal office at Eastwood Building, San Carlos Between 5th and 6th, Carmel, CA 93921-6147 (the “Trader”).
Steben Alternative Investment Funds Form of Services AgreementServices Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware
This AGREEMENT is made and entered into as of February __, 2014 by and between Steben Select Alternative Investment Funds, a Delaware statutory trust, on behalf of its series (each, a Fund and collectively, the “Funds”), and Steben & Company, Inc., a Maryland corporation (the “Servicing Agent”).
Steben Alternative Investment Funds Form of Operating Services AgreementOperating Services Agreement • March 28th, 2014 • Steben Alternative Investment Funds • Delaware
This AGREEMENT is made and entered into as of March __, 2014, by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (hereinafter referred to as the “Advisor”).
Steben Alternative Investment Funds Amended Operating Services AgreementOperating Services Agreement • July 28th, 2017 • Steben Alternative Investment Funds • Delaware
This AGREEMENT is made and entered into as of March 1, 2016, by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (hereinafter referred to as the “Advisor”).
Steben Alternative Investment Funds9711 Washingtonian Boulevard, Suite 400Gaithersburg, MD 20878Tax Opinion • November 8th, 2019 • LoCorr Investment Trust
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF NOVEMBER [ ], 2019 (THE "AGREEMENT"), AMONG STEBEN ALTERNATIVE INVESTMENT FUNDS (THE "STEBEN TRUST"), ON BEHALF OF ITS SERIES, STEBEN MANAGED FUTURES STRATEGY FUND (THE "TARGET FUND") AND LOCORR INVESTMENT TRUST (“LOCORR TRUST”), ON BEHALF OF ITS SERIES LOCORR MACRO STRATEGIES FUND (THE "ACQUIRING FUND"), AND, SOLELY FOR PURPOSES OF ARTICLE IX THEREOF, LOCORR FUND MANAGEMENT LLC (THE "ADVISER")
