Steben Alternative Investment Funds Sample Contracts

FORM OF DISTRIBUTION AGREEMENT
Distribution Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware

THIS AGREEMENT is made and entered into as of this ___ day of _________ 2014, by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).

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FORESIDE FUND SERVICES, LLC FORM OF DEALER AGREEMENT
Dealer Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware

As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and set forth on Appendix A (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.

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Form of SELLING GROUP MEMBER AGREEMENT
Selling Group Member Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware

As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.

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FORM OF CUSTODY AGREEMENT
Form of Custody Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Minnesota

THIS AGREEMENT is made and entered into as of this ____ day of February, 2014, by and between STEBEN ALTERNATIVE INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).

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FORM OF AGREEMENT AND PLAN OF REORGANIZATION
Form of Agreement and Plan of Reorganization • December 18th, 2019 • LoCorr Investment Trust • Delaware

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 17th day of Decmeber 2019, by and among Steben Alternative Investment Funds (the “Steben Trust”), a Delaware statutory trust, with its principal place of business at 9711 Washingtonian Boulevard, Suite 400, Gaithersburg, Maryland 20878, on behalf of its series the Steben Managed Futures Strategy Fund (the “Acquired Fund”), and LoCorr Investment Trust (the “LoCorr Trust”), an Ohio business trust, with its principal place of business at 687 Excelsior Boulevard, Excelsior, Minnesota 55331, on behalf of its series LoCorr Macro Strategies Fund (the “Acquiring Fund” and, together with the Acquired Fund, the “Funds”) and, solely with respect to Article IX, LoCorr Fund Management, LLC (“LFM”), with its principal place of business at 687 Excelsior Boulevard, Excelsior, Minnesota 55331.

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FORM OF FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Wisconsin

THIS AGREEMENT is made and entered into as of this ___ day of February, 2014, by and between STEBEN ALTERNATIVE INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

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TRADING ADVISORY AGREEMENT STEBEN MANAGED FUTURES STRATEGY FUND Trading Advisory Agreement (this "Agreement") entered into as of the 4th day of February 2016, by and among Steben & Company, Inc., a Maryland company (the "Adviser"), Steben Alternative...
Trading Advisory Agreement • May 31st, 2016 • Steben Alternative Investment Funds • Delaware
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FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Wisconsin

THIS AGREEMENT is made and entered into as of this ___ day of February, 2014, by and between STEBEN ALTERNATIVE INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

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STEBEN ALTERNATIVE INVESTMENT FUNDS AMENDED INVESTMENT ADVISORY AGREEMENT This AGREEMENT is made and entered into as of January 13, 2016 by and between Steben Alternative Investment Funds, a Delaware statutory trust (the "Trust"), and Steben &...
Investment Advisory Agreement • May 31st, 2016 • Steben Alternative Investment Funds • Delaware
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FORM OF TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Wisconsin

THIS AGREEMENT is made and entered into as of this ___ day of February, 2014, by and between STEBEN ALTERNATIVE INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").

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Steben Alternative Investment Funds Form of Operating Services Agreement
Services Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware

This AGREEMENT is made and entered into as of February __, 2014, by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (hereinafter referred to as the “Advisor”).

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Steben Alternative Investment Funds Form of Investment Advisory Agreement
Advisory Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware

This AGREEMENT is made and entered into as of February __, 2014 by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (the “Advisor”).

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Trading Advisory Agreement
Trading Advisory Agreement • July 27th, 2018 • Steben Alternative Investment Funds • Delaware

Trading Advisory Agreement (this “Agreement”) entered into as of the 28th day of November 2017, by and among Steben & Company, Inc., a Maryland company (the “Adviser”), Steben Alternative Investment Funds, a registered investment company under the Investment Company Act of 1940, as amended, on behalf of the Fund as defined below (the “Trust”), and Welton Investment Partners LLC, a limited liability company formed under the laws of Delaware with its principal office at Eastwood Building, San Carlos Between 5th and 6th, Carmel, CA 93921-6147 (the “Trader”).

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Steben Alternative Investment Funds Form of Services Agreement
Services Agreement • February 21st, 2014 • Steben Alternative Investment Funds • Delaware

This AGREEMENT is made and entered into as of February __, 2014 by and between Steben Select Alternative Investment Funds, a Delaware statutory trust, on behalf of its series (each, a Fund and collectively, the “Funds”), and Steben & Company, Inc., a Maryland corporation (the “Servicing Agent”).

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Steben Alternative Investment Funds Form of Operating Services Agreement
Operating Services Agreement • March 28th, 2014 • Steben Alternative Investment Funds • Delaware

This AGREEMENT is made and entered into as of March __, 2014, by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (hereinafter referred to as the “Advisor”).

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Steben Alternative Investment Funds Amended Investment Advisory Agreement
Investment Advisory Agreement • November 27th, 2015 • Steben Alternative Investment Funds • Delaware

This AGREEMENT is made and entered into as of _______, 2016 by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (the “Advisor”).

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Steben Alternative Investment Funds Form of Investment Subadvisory Agreement
Steben Alternative Investment Funds • February 21st, 2014 • Delaware

This AGREEMENT is made and entered into as of this ___ day of _______, 2014 by and among Steben Alternative Investment Funds, a Delaware statutory trust (“Trust”), Steben & Company, Inc., a Maryland corporation (the “Advisor”), and Principal Global Investors, LLC, a _____________ (the “Subadvisor”);

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Steben Alternative Investment Funds Amended Operating Services Agreement
Operating Services Agreement • July 28th, 2017 • Steben Alternative Investment Funds • Delaware

This AGREEMENT is made and entered into as of March 1, 2016, by and between Steben Alternative Investment Funds, a Delaware statutory trust (the “Trust”), and Steben & Company, Inc., a Maryland corporation (hereinafter referred to as the “Advisor”).

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Steben Alternative Investment Funds9711 Washingtonian Boulevard, Suite 400Gaithersburg, MD 20878
LoCorr Investment Trust • November 8th, 2019

Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF NOVEMBER [ ], 2019 (THE "AGREEMENT"), AMONG STEBEN ALTERNATIVE INVESTMENT FUNDS (THE "STEBEN TRUST"), ON BEHALF OF ITS SERIES, STEBEN MANAGED FUTURES STRATEGY FUND (THE "TARGET FUND") AND LOCORR INVESTMENT TRUST (“LOCORR TRUST”), ON BEHALF OF ITS SERIES LOCORR MACRO STRATEGIES FUND (THE "ACQUIRING FUND"), AND, SOLELY FOR PURPOSES OF ARTICLE IX THEREOF, LOCORR FUND MANAGEMENT LLC (THE "ADVISER")

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Steben Alternative Investment Funds Form of Investment Subadvisory Agreement
Investment Subadvisory Agreement • March 25th, 2014 • Steben Alternative Investment Funds • Delaware

This AGREEMENT is made and entered into as of this ___ day of _______, 2014 by and among Steben Alternative Investment Funds, a Delaware statutory trust (“Trust”), Steben & Company, Inc., a Maryland corporation (the “Advisor”), and Principal Global Investors, LLC, a Delaware limited liability company (the “Subadvisor”);

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