SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 22nd, 2019 • Tidal ETF Trust • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of October 10, 2019 by and between Toroso Investments, LLC, a Delaware limited liability company, with its principal place of business at 898 N. Broadway, Suite 2, Massapequa, NY 11758 (the “Adviser”) and CSat Investment Advisory, LP (d/b/a Exponential ETFs), a Delaware limited partnership, with its principal place of business at 624 Avis Dr., Ann Arbor, MI 48108 (the “Sub‑Adviser”), with respect to each series of the Tidal ETF Trust (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 22nd, 2019 • Tidal ETF Trust • New York
This Investment Advisory Agreement (the “Agreement”) is made as of October 10, 2019, by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Toroso Investments, LLC, a Delaware limited liability company (the “Adviser”).
TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 22nd, 2019 • Tidal ETF Trust
THIS SECOND AMENDMENT effective as of October 10, 2019, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”) and Tidal ETF Services, LLC, a Delaware limited liability company (“Tidal”).
TO THE CUSTODY AGREEMENTCustody Agreement • November 22nd, 2019 • Tidal ETF Trust
THIS SECOND AMENDMENT effective as of October 10, 2019, to the Custody Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
TO THE SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • November 22nd, 2019 • Tidal ETF Trust
THIS SECOND AMENDMENT effective as of October 10, 2019, to the Sub-Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
Tidal ETF Trust Fee Waiver AgreementFee Waiver Agreement • November 22nd, 2019 • Tidal ETF Trust • Delaware
THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into on November 14, 2019, by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of RPAR Risk Parity ETF (the “Fund”), a series of the Trust, and Toroso Investments, LLC (the “Adviser”), the Fund’s investment adviser.
TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 22nd, 2019 • Tidal ETF Trust
THIS SECOND AMENDMENT effective as of October 10, 2019, to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 22nd, 2019 • Tidal ETF Trust
THIS SECOND AMENDMENT effective as of October 10, 2019, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 22nd, 2019 • Tidal ETF Trust • Delaware
This Second Amendment (this “Amendment”) is entered into on October 10, 2019 (the “Execution Date”) with an effective date of October 10, 2019 (the “Effective Date”), to the ETF Distribution Agreement dated as of January 3, 2019, as amended (the “Agreement”), by and between Tidal ETF Trust (the “Trust”) and Foreside Fund Services, LLC (“Foreside”).
