INVESTMENT SUB-ADVISORY AGREEMENT among Advisors Asset Management, Inc., Bahl & Gaynor, Inc., and ETF Series SolutionsInvestment Sub-Advisory Agreement • August 20th, 2021 • ETF Series Solutions • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 13th day of August, 2021 by and between Advisors Asset Management, Inc., a Delaware corporation with its principal place of business at 18925 Base Camp Road, Suite 203, Monument, Colorado 80132 (the “Adviser”), ETF Series Solutions (the “Trust”), and Bahl & Gaynor, Inc., an Ohio corporation with its principal place of business located at 255 East Fifth Street, Suite 2700, Cincinnati, Ohio 45202 (the “Sub-Adviser”).
ADVISORY FEE AGREEMENTAdvisory Fee Agreement • August 20th, 2021 • ETF Series Solutions • Delaware
This ADVISORY FEE AGREEMENT is made as of the 13th day of August, 2021, between Bahl & Gaynor, Inc. (“Sub-Adviser”) and Advisors Asset Management, Inc. (“Adviser”). WHEREAS, ETF Series Solutions (“Trust”) is an open-end management investment company registered with the U.S. Securities and Exchange Commission (“SEC”) under the Investment Company Act of 1940 (“1940 Act”);
Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 20th, 2021 • ETF Series Solutions
THIS AMENDMENT, effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated July 13, 2017 between ETF SERIES SOLUTIONS and ADVISORS ASSET MANAGEMENT, INC.Investment Advisory Agreement • August 20th, 2021 • ETF Series Solutions
The Trust will pay to the Adviser as compensation for the Adviser’s services rendered, a fee, computed daily at an annual rate based on the average daily net assets of the respective Fund in accordance with the following fee schedule:
FIFTH AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • August 20th, 2021 • ETF Series Solutions • Delaware
THIS FIFTH AMENDMENT (this “Amendment”) to the ETF distribution agreement dated July 20, 2020 (the “Agreement”) between ETF Series Solutions (the “Trust”), a Delaware statutory trust and Quasar Distributors, LLC (together with the Trust, the “Parties”), a Delaware limited liability company has an Effective Date of August 20, 2021.
Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENTCustody Agreement • August 20th, 2021 • ETF Series Solutions
THIS AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • August 20th, 2021 • ETF Series Solutions
THIS AMENDMENT, effective as of the last date on the signature block, to the Fund Administration Servicing Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • August 20th, 2021 • ETF Series Solutions
THIS AMENDMENT, effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
