SERIES PORTFOLIOS TRUST INVESTMENT SUB-ADVISORY AGREEMENT with EXCHANGE TRADED CONCEPTS, LLCInvestment Sub-Advisory Agreement • October 31st, 2022 • Series Portfolios Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 27th day of October, 2022 by and between CLIENT FIRST INVESTMENT MANAGEMENT LLC, and a Wisconsin limited liability company with its principal place of business at 215 N. Main Street, Suite 1040, West Bend, Wisconsin 53095 (the “Adviser”) and EXCHANGE TRADED CONCEPTS, LLC, an Oklahoma limited liability company, with its principal place of business located at 10900 Hefner Pointe Drive, Suite 207, Oklahoma City, Oklahoma 73120 (the “Sub-Adviser”).
SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENT with CLIENT FIRST INVESTMENT MANAGEMENT LLCInvestment Advisory Agreement • October 31st, 2022 • Series Portfolios Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 27th day of October 2022, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund” and together, the “Funds”), and Client First Investment Management LLC, a limited liability company (the “Adviser”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 31st, 2022 • Series Portfolios Trust
THIS AMENDMENT to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENTCustody Agreement • October 31st, 2022 • Series Portfolios Trust
THIS AMENDMENT to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 31st, 2022 • Series Portfolios Trust
THIS AMENDMENT to the Fund Administration Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature page by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 31st, 2022 • Series Portfolios Trust • Delaware
THIS SECOND AMENDMENT (this “Amendment”) to the ETF distribution agreement dated December 27, 2021 (the “Agreement”), between Series Portfolios Trust (the “Trust”), a Delaware statutory trust, and Quasar Distributors, LLC (together with the Trust, the “Parties”), a Delaware limited liability company, has an Effective Date of October 27, 2022.
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 31st, 2022 • Series Portfolios Trust
THIS AMENDMENT to the Amended and Restated Transfer Agent Servicing Agreement, dated as of September 15, 2015, as amended, (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
