TRADING SERVICES SUB-ADVISORY AGREEMENTTrading Services • December 19th, 2022 • Series Portfolios Trust • Delaware
This Trading Services Sub-Advisory Agreement (the “Agreement”) is made as of this 16th day of December 2022 by and between Subversive Capital Advisor LLC, a Delaware limited liability company, with its principal place of business at 217 Centre Street, Suite 122, New York, New York 10013 (the “Adviser”), and Toroso Investments, LLC, a Delaware limited liability company, with its principal place of business at 898 N. Broadway, Suite 2, Massapequa, NY 11758 (the “Sub-Adviser”), with respect to the series of Series Portfolios Trust (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”).
THIRD AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 19th, 2022 • Series Portfolios Trust • Delaware
THIS THIRD AMENDMENT (this “Amendment”) to the ETF distribution agreement dated December 27, 2021 (the “Agreement”), between Series Portfolios Trust (the “Trust”), a Delaware statutory trust, and Quasar Distributors, LLC (together with the Trust, the “Parties”), a Delaware limited liability company, has an Effective Date of December 16, 2022.
FIRST AMENDMENT TO THE SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENT with SUBVERSIVE CAPITAL ADVISOR LLCSeries Portfolios Trust • December 19th, 2022
THIS FIRST AMENDMENT dated effective as of the 16th day of December, 2022, to the Investment Advisory Agreement, dated as of January 20, 2022 (the “Agreement”), entered into by and between SERIES PORTFOLIOS TRUST (the “Trust”), on behalf of the series of the Trust listed on Schedule A to the Agreement, as may be amended from time to time (the “Fund”), and Subversive Capital Advisor LLC (the “Adviser”).
FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • December 19th, 2022 • Series Portfolios Trust
THIS AMENDMENT effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THECustody Agreement • December 19th, 2022 • Series Portfolios Trust
THIS AMENDMENT effective as of the last date on the signature block, to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business in Minneapolis, Minnesota (the “Custodian”).
FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • December 19th, 2022 • Series Portfolios Trust
THIS AMENDMENT effective as of the last date on the signature block, to the Fund Administration Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 19th, 2022 • Series Portfolios Trust
THIS AMENDMENT effective as of the last date on the signature block, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of October 22, 2021, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“USBFS”).
