ETF SERIES SOLUTIONS INVESTMENT SUB-ADVISORY AGREEMENT BY AND AMONG ETF SERIES SOLUTIONS, ADVISORS ASSET MANAGEMENT, INC., AND SUN LIFE CAPITAL MANAGEMENT (U.S.) LLCInvestment Sub-Advisory Agreement • November 26th, 2024 • ETF Series Solutions • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of July 11, 2024 by and among ETF Series Solutions, a Delaware statutory trust (the “Trust”), Advisors Asset Management, Inc., a Delaware corporation with its principal place of business at 18925 Base Camp Road, Suite 203, Monument, Colorado 80132 (the “Adviser”), and Sun Life Capital Management (U.S.) LLC, a Delaware limited liability company with its principal place of business located at Wellesley Hills, Massachusetts (the “Sub-Adviser”).
ETF Series Solutions Fee Waiver Agreement November 13, 2024Fee Waiver Agreement • November 26th, 2024 • ETF Series Solutions • Delaware
THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into by and between ETF Series Solutions (the “Trust”), a Delaware statutory trust, on behalf of the AAM SLC Low Duration Income ETF (the “Fund”), a series of the Trust, and Advisors Asset Management, Inc. (the “Adviser”), the Fund’s investment adviser.
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 26th, 2024 • ETF Series Solutions
THIS AMENDMENT, effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 26th, 2024 • ETF Series Solutions
THIS AMENDMENT, effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 26th, 2024 • ETF Series Solutions
THIS AMENDMENT, effective as the date last written on the signature page, to the Fund Administration Servicing Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FOURTEENTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 26th, 2024 • ETF Series Solutions • Delaware
THIS FOURTEENTH AMENDMENT (this “Amendment”) to the ETF Distribution Agreement dated September 30, 2021 (the “Agreement”), between ETF Series Solutions (the “Trust”), a Delaware statutory trust, and Quasar Distributors, LLC (together with the Trust, the (“Parties”), a Delaware limited liability company, has an Effective Date of October 10, 2024.
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated October 7, 2022 between ETF SERIES SOLUTIONS and ADVISORS ASSET MANAGEMENT, INC.Investment Advisory Agreement • November 26th, 2024 • ETF Series Solutions
The Trust will pay to the Adviser as compensation for the Adviser’s services rendered, a fee, computed daily at an annual rate based on the average daily net assets of the respective Fund in accordance with the following fee schedule:
AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENTCustody Agreement • November 26th, 2024 • ETF Series Solutions
THIS AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
