0000897069-16-001070 Sample Contracts

AMENDED AND RESTATED BONUS AGREEMENT
Amended and Restated Bonus Agreement • October 13th, 2016 • Hennessy Advisors Inc • Investment advice • California

This Agreement amends the Bonus Agreement made as August 28, 2006, by and between the Company and Executive, as amended pursuant to the First Amendment to Bonus Agreement effective as of March 26, 2014.

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THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • October 13th, 2016 • Hennessy Advisors Inc • Investment advice • California

WHEREAS, this Agreement amends the Employment Agreement dated as of May 2, 2001 (the “Original Agreement”), by and between the Company and the Employee, as amended pursuant to Amendment No. 1, Amendment No. 2, Amendment No. 3, the Amended and Restated Employment Agreement dated as of October 8, 2012, and the Second Amended and Restated Employment Agreement dated as of February 21, 2014; and

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