AMENDED AND RESTATED BONUS AGREEMENTBonus Agreement • October 13th, 2016 • Hennessy Advisors Inc • Investment advice • California
Contract Type FiledOctober 13th, 2016 Company Industry JurisdictionThis Agreement amends the Bonus Agreement made as August 28, 2006, by and between the Company and Executive, as amended pursuant to the First Amendment to Bonus Agreement effective as of March 26, 2014.
THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • October 13th, 2016 • Hennessy Advisors Inc • Investment advice • California
Contract Type FiledOctober 13th, 2016 Company Industry JurisdictionWHEREAS, this Agreement amends the Employment Agreement dated as of May 2, 2001 (the “Original Agreement”), by and between the Company and the Employee, as amended pursuant to Amendment No. 1, Amendment No. 2, Amendment No. 3, the Amended and Restated Employment Agreement dated as of October 8, 2012, and the Second Amended and Restated Employment Agreement dated as of February 21, 2014; and