SIXTH AMENDMENT TO TERM LOAN AGREEMENTTerm Loan Agreement • July 19th, 2019 • Hennessy Advisors Inc • Investment advice • Missouri
Contract Type FiledJuly 19th, 2019 Company Industry JurisdictionTHIS SIXTH AMENDMENT TO TERM LOAN AGREEMENT (this “Amendment”) is made and entered into as of July 17, 2019 (the “Effective Date”), by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), U.S. BANK NATIONAL ASSOCIATION, a national banking association (“U.S. Bank”) as Lender under the Agreement (defined below) and, U.S. Bank as Administrative Agent (in such capacity, “Agent”); and has reference to the following facts and circumstances (the “Recitals”):