June 21, 2013Participating Dealer Agreement • July 8th, 2013 • Triton Pacific Investment Corporation, Inc. • California
The Company has entered into an investment adviser agreement, dated as of July 27, 2012 (the “Investment Adviser Agreement”), with Triton Pacific Adviser, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”). The Company will also enter into an administration agreement (the “Administration Agreement”) with an affiliate of the Advisor and has entered into a licensing agreement with Triton Pacific Group, Inc. allowing the company to use the name Triton Pacific, its brand and certain “marks” (trademarks and or service marks) as well as other proprietary property (the “Licensing Agreement”).
