Triton Pacific Investment Corporation, Inc. 10877 Wilshire Blvd., 12th Floor Los Angeles, California 90024 Re: Dealer Manager Agreement Ladies and Gentlemen:Participating Dealer Agreement • April 3rd, 2017 • Triton Pacific Investment Corporation, Inc. • California
The Company has entered into an investment adviser agreement, dated as of July 27, 2012 (the “Investment Adviser Agreement”), with Triton Pacific Adviser, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”). The Company has also entered into an administration agreement (the “Administration Agreement”) with TFA Associates, LLC, an affiliate of the Advisor, and has entered into a licensing agreement with Triton Pacific Group, Inc. allowing the company to use the name Triton Pacific, its brand and certain “marks” (trademarks and or service marks) as well as other proprietary property (the “Licensing Agreement”).
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • April 3rd, 2017 • Triton Pacific Investment Corporation, Inc. • New York
AGREEMENT, dated as of March 7, 2014 between Triton Pacific Investment Corporation, Inc. (“Customer”) and The Bank of New York Mellon Trust Company, National Association (“Custodian”).
