LICENSE AGREEMENTLicense Agreement • August 6th, 2020 • Prospect Flexible Income Fund, Inc. • New York
This LICENSE AGREEMENT (this “Agreement”) is made and effective as of August 4, 2020 (the “Effective Date”) by and between Prospect Capital Investment Management, LLC, a Delaware limited liability company (the “Licensor”), and Prospect Flexible Income Fund Inc., a Maryland corporation (the “Licensee”) (each a “party,” and collectively, the “parties”).
Prospect Flexible Income Fund, Inc., Los Angeles, California 90045 Re: Dealer Manager Agreement Ladies and Gentlemen:Dealer Manager Agreement • August 6th, 2020 • Prospect Flexible Income Fund, Inc. • California
Prospect Flexible Income Fund, Inc., a Maryland corporation (formerly known as TP Flexible Income Fund, Inc.) (the “Company”), has registered for public sale (the “Offering”) shares of its Class A common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Participating Dealers”). The Offered Shares will be sold at the initial offering prices, which may be subject to change, as more fully described in its registration statement on Form N-2 filed by the Company with the Securities and Exchange Commission (the “Commission”) (currently File No. 333-230251 and including any subsequent registration statement to the extent that it continues the Offering) (as may be amended or supplemented from time to time, the “Registration Statement”), which includes the Company’s prospectus, as amended o
