FORM OF ADMINISTRATION AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC.Administration Agreement • May 7th, 2010 • Neuberger Berman High Yield Strategies Fund Inc. • New York
Contract Type FiledMay 7th, 2010 Company JurisdictionThis Agreement is made as of ________, 2010, between Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Management LLC, a Delaware limited liability company (“Administrator”).
FORM OF MANAGEMENT AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC.Management Agreement • May 7th, 2010 • Neuberger Berman High Yield Strategies Fund Inc. • New York
Contract Type FiledMay 7th, 2010 Company JurisdictionThis Agreement is made as of ______, 2010, between Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Management LLC, a Delaware limited liability company (“Manager”).
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • May 7th, 2010 • Neuberger Berman High Yield Strategies Fund Inc. • New York
Contract Type FiledMay 7th, 2010 Company JurisdictionAGREEMENT, made as of April 9, 2007, by and between LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND INC., a statutory trust formed and existing under the laws of the State of Delaware (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”). Schedule A is deemed a part of this Agreement and all functions and activities contained in Schedule A are subject to the provisions of this Agreement.
Custodian AgreementCustodian Agreement • May 7th, 2010 • Neuberger Berman High Yield Strategies Fund Inc. • Massachusetts
Contract Type FiledMay 7th, 2010 Company JurisdictionThis Agreement is made as of March 22, 2007 between Lehman Brothers First Trust Income Opportunity Fund, a statutory trust organized and existing under the laws of Delaware and registered with the Securities and Exchange Commission as a diversified, closed-end management investment company (the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
FORM OF SUB-ADVISORY AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC.Sub-Advisory Agreement • May 7th, 2010 • Neuberger Berman High Yield Strategies Fund Inc. • New York
Contract Type FiledMay 7th, 2010 Company JurisdictionThis Sub-Advisory Agreement (“Agreement”) is made as of ________, 2010, between Neuberger Berman Management LLC, a Delaware limited liability company (“Manager”) and Neuberger Berman Fixed Income LLC, a Delaware limited liability company (“Adviser”).
FORM OF ASSIGNMENT, AMENDMENT AND ASSUMPTION AGREEMENTAssignment, Amendment and Assumption Agreement • May 7th, 2010 • Neuberger Berman High Yield Strategies Fund Inc. • Massachusetts
Contract Type FiledMay 7th, 2010 Company JurisdictionThis ASSIGNMENT, AMENDMENT AND ASSUMPTION AGREEMENT (the “Assignment Agreement”) is entered into as of __________, 2010, among Neuberger Berman High Yield Strategies Fund (formerly Lehman Brothers First Trust Income Opportunity Fund), a statutory trust organized and existing under the laws of Delaware (“Assignor”) and Neuberger Berman High Yield Strategies Fund Inc., a corporation organized and existing under the laws of Maryland (“Assignee”), and State Street Bank and Trust Company, a Massachusetts trust company (the “State Street”).
FORM OF AMENDMENT, ASSIGNMENT AND ASSUMPTION AGREEMENTAmendment, Assignment and Assumption Agreement • May 7th, 2010 • Neuberger Berman High Yield Strategies Fund Inc. • New York
Contract Type FiledMay 7th, 2010 Company JurisdictionTHIS AMENDMENT, ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”), dated as of ________, 2010, is entered into between Neuberger Berman High Yield Strategies Fund, a Delaware statutory trust (“NHS”), Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (“New NHS”), and The Bank of New York Mellon, a New York trust company (“Bank”). Capitalized terms used herein, but not otherwise defined herein, shall have the meanings set forth in the Transfer Agent Agreement (as defined below).