AMENDED AND RESTATED WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • November 22nd, 2011 • ASGI Aurora Opportunities Fund, LLC • North Carolina
AMENDED AND RESTATED WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of November 2, 2011, by and between Alternative Strategies Brokerage Services, Inc., a corporation organized under the laws of the State of Delaware and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“ASBSI”) and each fund listed on Annex I attached hereto (each a “Fund” and, collectively, the “Funds”).
ALTERNATIVE STRATEGIES GROUP, INC. Charlotte, NC 28202Expense Limitation Agreement • November 22nd, 2011 • ASGI Aurora Opportunities Fund, LLC
With reference to (i) the Advisory Agreement dated as of December 10, 2010 by and between Alternative Strategies Group, Inc. (the “Advisor”) and ASGI Aurora Opportunities Fund, LLC (the “Fund”), and (ii) the Expense Limitation Agreement (the “Prior Expense Limitation Agreement”) dated as of December 10, 2010 by and between the Advisor and the Fund, we hereby agree as follows:
ASGI AURORA OPPORTUNITIES FUND, LLC AMENDMENT NO. 1 TO LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • November 22nd, 2011 • ASGI Aurora Opportunities Fund, LLC
This Amendment dated as of the 2nd day of November, 2011 (herein called “this Amendment”), is hereby made and executed by the undersigned, as a Manager of ASGI AURORA OPPORTUNITIES FUND, LLC, a Delaware limited liability company (the “Fund”) established under a Limited Liability Company Agreement dated as of November 19, 2010 (the “LLC Agreement”). Capitalized terms used but not defined herein shall have the meanings assigned to them in the LLC Agreement, or if not defined therein, in the Fund’s private placement memorandum.
