WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • January 10th, 2012 • ASGI Mesirow Insight Fund I, LLC • California
WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of December 9, 2010, by and between Alternative Strategies Brokerage Services, Inc., a corporation organized under the laws of the State of Delaware and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“ASBSI”) and each fund listed on Annex I attached hereto (each a “Fund” and, collectively, the “Funds”).
AMENDED AND RESTATED WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • November 22nd, 2011 • ASGI Aurora Opportunities Fund, LLC • North Carolina
AMENDED AND RESTATED WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of November 2, 2011, by and between Alternative Strategies Brokerage Services, Inc., a corporation organized under the laws of the State of Delaware and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“ASBSI”) and each fund listed on Annex I attached hereto (each a “Fund” and, collectively, the “Funds”).
WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Wisconsin
WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of July 1, 2019, by and between UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“UMBDS”) and each fund listed on Annex I attached hereto (each a “Fund” and, collectively, the “Funds”).
WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • January 4th, 2011 • ASGI Corbin Multi-Strategy Fund, LLC • North Carolina
WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of December 10, 2010, by and between Alternative Strategies Brokerage Services, Inc., a corporation organized under the laws of the State of Delaware and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“ASBSI”) and each fund listed on Annex I attached hereto (each a “Fund” and, collectively, the “Funds”).
WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • February 7th, 2020 • Keystone Private Income Fund • Wisconsin
WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of February 3, 2020, by and between UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“UMBDS”) and Keystone Private Income Fund, a Delaware statutory trust (the “Fund”).
AMENDED AND RESTATED WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • March 30th, 2012 • ASGI Mesirow Insight Fund, LLC • North Carolina
AMENDED AND RESTATED WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of April 1, 2012, by and between Alternative Strategies Brokerage Services, Inc., a corporation organized under the laws of the State of Delaware and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“ASBSI”) and ASGI Mesirow Insight Fund, LLC (formerly Wells Fargo Multi-Strategy 100 Master Fund I, LLC) (the “Fund”).
WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Wisconsin
WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of September 21, 2021, by and between UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“UMBDS”), The Optima Dynamic Alternatives Fund, a Delaware statutory trust (the “Fund”) and Optima Asset Management LLC, the Fund’s investment adviser (“Adviser”) solely for purposes of Sections 4 and 5 hereof.
