BOFA SECURITIES, INC. MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGSMaster Agreement Among Underwriters • April 27th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of November 19, 2020, is by and between BofA Securities, Inc. (“BofA” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an AAU with respect t
BOFA SECURITIES, INC. MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • April 27th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of November 25, 2019, is by and between BofA Securities, Inc. (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
ADMINISTRATION AGREEMENT NEUBERGER BERMAN NEXT GENERATION CONNECTIVITY FUND INC.Administration Agreement • April 27th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
This Agreement is made as of [ ], 2021, between Neuberger Berman Next Generation Connectivity Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Administrator”).
MANAGEMENT AGREEMENT NEUBERGER BERMAN NEXT GENERATION CONNECTIVITY FUND INC.Management Agreement • April 27th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
This Agreement is made as of [ ], 2021, between Neuberger Berman Next Generation Connectivity Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Manager”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • April 27th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), datedas of June 13, 2017 is between the investment companies listed in Exhibit A (as amended from time to time), each, a Maryland corporation (each, a “Company” and collective, the “Companies”) and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST” or the “Agent”).
