Transfer Agency and Registrar Services Agreement Sample Contracts
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • May 17th, 2024 • OFS Credit Company, Inc.
Standard Contracts
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • May 31st, 2022 • Pimco High Income Fund • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of December 15, 2020 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • October 23rd, 2019 • AllianzGI Artificial Intelligence & Technology Opportunities Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of July 1, 2015 is entered into by and among each entity listed on Exhibit A hereto (collectively, the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • March 29th, 2024 • Jefferies Credit Partners BDC Inc.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 28th, 2020 • Pimco Corporate & Income Strategy Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of April 19, 2016 is between Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A (each a “Company” and collectively the “Companies”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • April 12th, 2022 • AGTB Private BDC • New York
THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of [•], 202[•] (the “Effective Date”), is entered into by and between AGTB Private BDC, a [•] [corporation][limited liability company] (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • December 23rd, 2021 • PIMCO Access Income Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of April 19, 2016 is between Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A (each a “Company” and collectively the “Companies”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • June 23rd, 2022 • PIMCO Dynamic Income Fund • New York
AGREEMENT (this “Amendment”), dated as of December 9, 2021 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • July 12th, 2016 • Brookfield Real Assets Income Fund Inc. • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of , 201 is between , a corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • August 6th, 2021 • Pioneer High Income Fund, Inc. • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of November 6, 2015 is between each closed-end fund listed on Exhibit A hereto (each a “Fund” and collectively, the “Funds”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 13th, 2021 • Osprey Bitcoin Trust • Commodity contracts brokers & dealers • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of May 20, , 2020_ is between Osprey Funds, LLC , a _Delaware corporation (the “Company”) and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (“CST”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • October 28th, 2020 • PIMCO Income Opportunity Fund • New York
This Amendment (this “Amendment”) is made as of July , 2016, by and between Pacific Investment Management Company LLC, a Delaware corporation, on behalf of each of the funds listed on Exhibit A of the Agreement (as defined below), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • November 21st, 2023 • Templeton Dragon Fund Inc
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTS (this “Amendment”), dated as of April 1, 2019 (the “Effective Date”), by and between each of FRANKLIN UNIVERSAL TRUST, FRANKLIN LIMITED DURATION INCOME TRUST, TEMPLETON GLOBAL INCOME FUND, TEMPLETON EMERGING MARKETS INCOME FUND, TEMPLETON EMERGING MARKETS FUND and TEMPLETON DRAGON FUND, INC. (each a “Fund” and, together the “Funds”), severally and not jointly with respect to each such Fund, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with each Fund, the “Parties” and each, a “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • July 15th, 2008 • Taiwan Greater China Fund • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of February 6, 2006 is between Taiwan Greater China Fund, a Massachusetts business trust (the “Company”) and American Stock Transfer & Trust Company, a New York corporation (“AST”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 20th, 2007 • First Trust Active Dividend Income Fund • New York
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • May 13th, 2024 • Jefferies Credit Partners BDC Inc.
This Amendment (this “Amendment”), is made as of April 1, 2024 (the “Effective Date”) amends that certain Transfer Agency and Registrar Services Agreement, dated as of November 2, 2023, by and between JEFFERIES CREDIT PARTNERS BDC INC. (the “Company”) and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), a New York limited liability trust company (“Equiniti”; together with the Company, the “Parties” and each, a “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 1st, 2023 • Carlyle Credit Income Fund
THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of April 24, 2019 (the “Effective Date”), is entered into by and between Vertical Capital Income Fund, a Delaware statutory trust (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • August 5th, 2016 • Cornerstone Strategic Value Fund Inc • New York
This TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of March 1, 2016, is entered into by and between CORNERSTONE STRATEGIC VALUE FUND, INC., a Maryland corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”).
ContractTransfer Agency and Registrar Services Agreement • November 21st, 2023 • Templeton Dragon Fund Inc • New York
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • August 12th, 2022 • AGTB Private BDC • New York
THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of April 19, 2022 (the “Effective Date”), is entered into by and between AGTB Private BDC, a Delaware statutory trust (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • May 31st, 2022 • Pimco High Income Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of April 19, 2016 is between Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A (each a “Company” and collectively the “Companies”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated: , 2009Transfer Agency and Registrar Services Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of , 2009 is between Seligman Premium Technology Growth Fund, Inc., a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, a New York corporation (“AST”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • November 23rd, 2020 • Pioneer Floating Rate Trust • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of November 6, 2015 is between each closed-end fund listed on Exhibit A hereto (each a “Fund” and collectively, the “Funds”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • October 30th, 2020 • NexPoint Strategic Opportunities Fund • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of October 26, 2020 (the “Effective Date”), by and between NEXPOINT STRATEGIC OPPORTUNITIES FUND, a Delaware statutory trusdt (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with Putnam, the “Parties” and each, a “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • April 2nd, 2015 • New Ireland Fund Inc • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of March 17, 2015 is between The New Ireland Fund, Inc., a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
transfer agency and registrar services agreementTransfer Agency and Registrar Services Agreement • March 7th, 2024 • Eagle Point Institutional Income Fund
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of [●], 202[●] (the “Effective Date”), is entered into by and between Eagle Point Institutional Income Fund, a Delaware statutory trust (the “Company”), and EQUINITI Trust Company, LLC, a New York limited liability trust company (“Equiniti”; together with the Company, the “Parties”; each, the “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: HERCULES TECHNOLOGY GROWTH CAPITAL, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY Dated: May , 2005Transfer Agency and Registrar Services Agreement • May 17th, 2005 • Hercules Technology Growth Capital Inc • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of May , 2005 is between Hercules Technology Growth Capital, Inc., a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, a New York corporation (“AST”).
transfer agency and registrar services agreementTransfer Agency and Registrar Services Agreement • December 28th, 2018 • Runway Growth Credit Fund Inc. • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of December 28, 2018 (the “Effective Date”), is entered into by and between Runway Growth Credit Fund Inc., a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: Nexpaint Credit Strategies Fund and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated: [ ], 2013Transfer Agency and Registrar Services Agreement • August 22nd, 2013 • NexPoint Credit Strategies Fund • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of , 2013 is between Nexpoint Credit Strategies Fund, a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of December 13, 2018 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • April 27th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), datedas of June 13, 2017 is between the investment companies listed in Exhibit A (as amended from time to time), each, a Maryland corporation (each, a “Company” and collective, the “Companies”) and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST” or the “Agent”).
October 1, 2019 American Stock Transfer & Trust Company, LLC Operations CenterTransfer Agency and Registrar Services Agreement • October 23rd, 2019 • AllianzGI Artificial Intelligence & Technology Opportunities Fund • New York
FORM OF ADDENDUM TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 14th, 2018 • AllianzGI Convertible & Income Fund
This Addendum (this “Addendum”), is made as of September , 2018, by and between AllianzGI Convertible & Income Fund, a Massachusetts business Trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
ADDENDUM TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 10th, 2013 • Kayne Anderson MLP Investment CO
This Addendum (this “Addendum”), is made as of September 9, 2013, by and between Kayne Anderson MLP Investment Company, a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
FORM OF ADDENDUM TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 6th, 2018 • AllianzGI Convertible & Income Fund II
This Addendum (this “Addendum”), is made as of September , 2018, by and between AllianzGI Convertible & Income Fund II, a Massachusetts business Trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
