UNDERWRITING AGREEMENT Between OCM MUTUAL FUND and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • March 27th, 2009 • Ocm Mutual Fund • Nebraska
THIS UNDERWRITING AGREEMENT made the 27th day of January 2009 by and between OCM MUTUAL FUND, a Massachusetts business trust, having its principal office and place of business at 1536 Holmes Street, Livermore, California 94550 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“NLD”).
FORM OF SELLING AGREEMENTSelling Agreement • March 27th, 2009 • Ocm Mutual Fund • Nebraska
Northern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of the OCM Mutual Fund (the “Trust”), an open-end investment company in series form, shares of which companies are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to Distributor’s Underwriting Agreement, that are a part of, or may become a part of, the Trust (each, a “Fund,” together the “Funds”) upon the following terms and conditions:
