SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2013 • Hennessy Funds Trust • Delaware
Contract Type FiledFebruary 28th, 2013 Company JurisdictionThis Sub-Advisory Agreement is made as of the 25th day of October, 2012, by and between Hennessy Advisors, Inc. (the “Adviser”) and Financial Counselors, Inc. (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2013 • Hennessy Funds Trust
Contract Type FiledFebruary 28th, 2013 CompanyTHIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this 25th day of October, 2012 between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2013 • Hennessy Funds Trust • Delaware
Contract Type FiledFebruary 28th, 2013 Company JurisdictionTHIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of October 25 2012, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund” and collectively the “Funds”), and Hennessy Advisors, Inc., each Fund’s investment adviser (the “Adviser”).