SUBSCRIPTION AGREEMENT The Henlopen Fund 400 West Ninth Street Wilmington, Delaware 19801 Gentlemen: The undersigned hereby subscribes to 10,000 shares of beneficial interest, no par value, of The Henlopen Fund, in consideration for which the...Subscription Agreement • October 28th, 1997 • Henlopen Fund
The undersigned hereby subscribes to 10,000 shares of beneficial interest, no par value, of The Henlopen Fund, in consideration for which the undersigned agrees to transfer to you upon demand cash in the amount of $100,000.
DISTRIBUTION AGREEMENTDistribution Agreement • July 1st, 2005 • Henlopen Fund • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of July, 2005, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and Hennessy Advisors, Inc., a California business company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
Exhibit 9.2 TRANSFER AGENT AGREEMENT THIS AGREEMENT is made and entered into on this 27th day of October, 1992, by and between THE HENLOPEN FUND (hereinafter referred to as the "Fund") and FIRST WISCONSIN TRUST COMPANY, a corporation organized under...Transfer Agent Agreement • October 28th, 1997 • Henlopen Fund • Wisconsin
ETF DISTRIBUTION AGREEMENTDistribution Agreement • December 22nd, 2022 • Hennessy Funds Trust • Delaware
This DISTRIBUTION AGREEMENT (the “Agreement”) is effective as of December 23, 2022, and made by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 7250 Redwood Boulevard, Suite 200, Novato, CA 94945, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 E. Kilbourn Avenue, Suite 2200, Milwaukee, WI 53202.
EXHIBIT (h)(i)(B) AMENDMENT TO ADMINISTRATIVE AGREEMENT This Amendment to Administrative Agreement is made as of August 8, 2001 by and between The Henlopen Fund (the "Fund") and Fiduciary Management, Inc. (the "Administrator"). WHEREAS, the Fund and...Administrative Agreement • October 31st, 2002 • Henlopen Fund
CUSTODY AGREEMENTCustody Agreement • July 1st, 2005 • Henlopen Fund • Ohio
The Hennessy Funds, Inc. and U.S. Bancorp Fund Services, LLC; The Hennessy Mutual Funds, Inc. and U.S. Bancorp Fund Services, LLC; and Hennessy Funds Trust and U.S. Bancorp Fund Services, LLC
EXHIBIT 8 CUSTODIAN AGREEMENT THIS AGREEMENT made on October 27, 1992, between THE HENLOPEN FUND, a Delaware Business Trust (hereinafter called the "Fund"), and FIRST WISCONSIN TRUST COMPANY, a corporation organized under the laws of the State of...Custodian Agreement • October 28th, 1997 • Henlopen Fund
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2013 • Hennessy Funds Trust • Delaware
This Sub-Advisory Agreement is made as of the 25th day of October, 2012, by and between Hennessy Advisors, Inc. (the “Adviser”) and Financial Counselors, Inc. (the “Sub-Adviser”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT HENNESSY FUNDS TRUSTAuthorized Participant Agreement • December 22nd, 2022 • Hennessy Funds Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and __________ (the “Participant”), is subject to acceptance by U.S. Bank (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Hennessy Funds Trust (the “Trust”), a series trust offering a number of portfolios of securities (collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 26th, 2023 • Hennessy Funds Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of July 14, 2023, by and between Hennessy Advisors, Inc., a California corporation (the “Adviser”), and Vident Advisory, LLC, a Delaware limited liability company (the “Sub‑Adviser”).
THE HENLOPEN FUND INDIVIDUAL RETIREMENT CUSTODIAL ACCOUNTIndividual Retirement Custodial Account • October 28th, 1997 • Henlopen Fund
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 23rd, 2009 • Hennessy Funds Trust
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this 23rd day of March, 2009 between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
CUSTODY AGREEMENTCustody Agreement • October 29th, 2004 • Henlopen Fund • Ohio
THIS AGREEMENT is made and entered into as of this 19th day of February, 2004, by and between The Henlopen Fund, a Delaware Business Trust (the “Trust”) and U.S. Bank National Association, a national banking association (the “Custodian”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2014 • Hennessy Funds Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made and entered into effective as of February 28, 2014, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and SPARX Asset Management Co., Ltd., a corporation organized under the laws of Japan (“Sub-Adviser”).
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2022 • Hennessy Funds Trust
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of February 28, 2022, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 22nd, 2022 • Hennessy Funds Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of December 23, 2022 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
HENNESSY FUNDS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 22nd, 2022 • Hennessy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into this 7 day of February, 2006, by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2019 • Hennessy Funds Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of October 26, 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each, a “Fund” and together, the “Funds”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2018 • Hennessy Funds Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of December 1, 2017, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
INVESTMENT ADVISORY AGREEMENT Agreement made this ____ day of_____________, 1992 between The Henlopen Fund, a Delaware business trust (the "Trust"), and Landis Associates, Inc., a Delaware corporation (the "Adviser"). W I T N E S S E T H: WHEREAS, the...Investment Advisory Agreement • October 28th, 1997 • Henlopen Fund
AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 29th, 2004 • Henlopen Fund • Wisconsin
THIS AMENDED AGREEMENT is made and entered into as of this 20th day of November, 2003, by and between The Henlopen Fund, a Delaware business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2013 • Hennessy Funds Trust
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this 25th day of October, 2012 between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2014 • Hennessy Funds Trust
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of February 28, 2014 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 1st, 2005 • Henlopen Fund • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of July, 2005, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2019 • Hennessy Funds Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made and entered into as of October 26, 2018, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and BP Capital Fund Advisors, LLC, a Delaware limited liability company (“Sub‑Adviser”).
SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENTServicing Agreement • July 30th, 2018 • Hennessy Funds Trust
THIS SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT (this “Amendment”) is made effective as of [•], 2018 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (“HNNA”).
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 28th, 2020 • Hennessy Funds Trust • Virginia
This Amended and Restated Administrative Services Agreement (this “Agreement”) is entered into as of March 1, 2019 (the “New Effective Date”), by and among the American Gas Association (“AGA”), Hennessy Funds Trust on behalf of its series the Hennessy Gas Utility Fund (the “Fund”), and Hennessy Advisors, Inc. (the “Advisor”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 1st, 2005 • Henlopen Fund • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of July, 2005, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 1st, 2021 • Hennessy Funds Trust • Wisconsin
THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and among Quasar Distributors, LLC (the “Distributor”), Hennessy Funds Trust (the “Trust”), and Hennessy Advisors, Inc. (the “Advisor”).
HENNESSY FUNDS TRUST ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS ADDENDUM dated as of the 6th day of November, 2006, to the Fund Administration Servicing Agreement, dated as of July 1, 2005 (the “Agreement”), is entered by and between Hennessy Funds Trust a Delaware statutory trust (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2014 • Hennessy Funds Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of February 28, 2014, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund” and collectively the “Funds”), and Hennessy Advisors, Inc., each Fund’s investment adviser (the “Adviser”).
OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 28th, 2014 • Hennessy Funds Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of March 23, 2009, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Hennessy Cornerstone Large Growth Fund (the “Fund”), a series of the Trust, and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 22nd, 2022 • Hennessy Funds Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of December 23, 2022, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “ETF”), and Hennessy Advisors, Inc., the ETF’s investment adviser (the “Adviser”).
AMENDED AND RESTATED SERVICING AGREEMENTServicing Agreement • February 28th, 2014 • Hennessy Funds Trust
THIS AMENDED AND RESTATED SERVICING AGREEMENT (this “Agreement”) is made as of February 28, 2014 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (“HNNA”).
HENNESSY FUNDS TRUST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2014 • Hennessy Funds Trust
THIS AMENDMENT effective as of February 28, 2014 to the Transfer Agent Servicing Agreement, dated as of July 1, 2005, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
