0000898531-16-001143 Sample Contracts

FORM OF EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • December 16th, 2016 • Hennessy Funds Trust • Delaware

THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of March 1, 2017, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).

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FORM OF FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • December 16th, 2016 • Hennessy Funds Trust

THIS FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT (this “Amendment”) is made and entered into effective as of March 1, 2017, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (“HNNA”).

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