EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2018 • Hennessy Funds Trust • Delaware
Contract Type FiledFebruary 28th, 2018 Company JurisdictionTHIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of December 1, 2017, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2018 • Hennessy Funds Trust
Contract Type FiledFebruary 28th, 2018 CompanyTHIS FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENT (this “Amendment”) is made effective as of February 28, 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Hennessy Technology Fund (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
FIRST AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2018 • Hennessy Funds Trust
Contract Type FiledFebruary 28th, 2018 CompanyTHIS FIRST AMENDMENT TO SUB-ADVISORY AGREEMENT (this “Amendment”) is made and entered into effective as of February 28, 2018, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and SPARX Asset Management Co., Ltd., a corporation organized under the laws of Japan (“Sub‑Adviser”).