0000898531-18-000104 Sample Contracts

EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • February 28th, 2018 • Hennessy Funds Trust • Delaware

THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of December 1, 2017, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).

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FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • February 28th, 2018 • Hennessy Funds Trust

THIS FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENT (this “Amendment”) is made effective as of February 28, 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Hennessy Technology Fund (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).

FIRST AMENDMENT TO SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • February 28th, 2018 • Hennessy Funds Trust

THIS FIRST AMENDMENT TO SUB-ADVISORY AGREEMENT (this “Amendment”) is made and entered into effective as of February 28, 2018, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and SPARX Asset Management Co., Ltd., a corporation organized under the laws of Japan (“Sub‑Adviser”).

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