INVESTMENT ADVISORY AGREEMENT WESTCHESTER CAPITAL FUNDS WCM Alternatives: Event-Driven Fund WCM Alternatives: Credit Event FundInvestment Advisory Agreement • April 30th, 2018 • Westchester Capital Funds • Massachusetts
This Investment Advisory Agreement is executed as of November 13, 2013 by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the “Trust”), and WESTCHESTER CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”).
WESCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • April 30th, 2018 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Custody Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANK, N.A., a national banking association (the “Custodian”)
WESTCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 30th, 2018 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Fund Accounting Servicing Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”)
WESTCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 30th, 2018 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Transfer Agent Servicing Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”)
WESTCHESTER CAPITAL FUNDS FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2018 • Westchester Capital Funds
THIS FIRST AMENDMENT, effective as of January 1, 2018, to the Distribution Agreement, dated as of January 1, 2017, (the “Agreement”), is entered into by and between by Westchester Capital Funds, a Massachusetts business trust (the “Trust”), Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) and Westchester Capital Management, LLC.
EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • April 30th, 2018 • Westchester Capital Funds
AGREEMENT, this Expense Waiver and Reimbursement Agreement (this “Agreement”) is made and entered into as of October 31, 2017 (the “Effective Date”) between Westchester Capital Funds, a Massachusetts business trust (the “Trust”), in respect of its series, WCM Alternatives: Credit Event Fund (the “Fund”) and Westchester Capital Management, LLC, a Delaware limited liability company (the “Adviser”).
WESTCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 30th, 2018 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Fund Administration Servicing Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”)
