INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2019 • Hennessy Funds Trust
Contract Type FiledFebruary 28th, 2019 CompanyTHIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of October 26, 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2019 • Hennessy Funds Trust • Delaware
Contract Type FiledFebruary 28th, 2019 Company JurisdictionTHIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of October 26, 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each, a “Fund” and together, the “Funds”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2019 • Hennessy Funds Trust • Delaware
Contract Type FiledFebruary 28th, 2019 Company JurisdictionTHIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made and entered into as of October 26, 2018, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and BP Capital Fund Advisors, LLC, a Delaware limited liability company (“Sub‑Adviser”).
SECOND AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2019 • Hennessy Funds Trust
Contract Type FiledFebruary 28th, 2019 CompanyTHIS SECOND AMENDMENT TO EXPENSE LIMITATION AGREEMENT (this “Amendment”) is made effective as of February 28, 2019, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Hennessy Technology Fund (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENTServicing Agreement • February 28th, 2019 • Hennessy Funds Trust
Contract Type FiledFebruary 28th, 2019 CompanyTHIS SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT (this “Amendment”) is made effective as of October 26, 2018 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (“HNNA”).