CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • July 25th, 2007 • Sparx Funds Trust
THIS AGREEMENT is made as of July 31, 2007 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust") and SPARX ASIA FUNDS, a Massachusetts business trust (the "Fund").
SUB-INVESTMENT ADVISORY AGREEMENT SPARX INVESTMENT & RESEARCH, USA, INC. 360 Madison Avenue New York, New York 10017Sub-Investment Advisory Agreement • July 25th, 2007 • Sparx Funds Trust • New York
As you are aware, SPARX Asia Funds (the "Trust") desires to employ the capital of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each such series, the "Fund"), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Trust's Board of Trustees (the "Board"). The Trust employs SPARX Investment & Research, USA, Inc. (the "Adviser") to act as its investment adviser pursuant to a written agreement (the "Advisory Agreement"), a copy of which has been furnished to you. The Adviser desires to employ you to act as the Fund's sub-investment adviser.
INVESTMENT ADVISORY AGREEMENT SPARX ASIA FUNDS 360 Madison Avenue New York, New York 10017Investment Advisory Agreement • July 25th, 2007 • Sparx Funds Trust
The above-named investment company (the "Trust") consisting of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Fund"), herewith confirms its agreement with you as follows:
July __, 2007Sparx Funds Trust • July 25th, 2007
Reference is made to the Subcustodial Services Agreement dated as of January 10, 1996 (the “Foreign Custody Agreement”), as amended, by and between Citibank, N.A. (“Custodian”), Citicorp and PFPC Trust Company (“PFPC”) with respect to the custody of assets by Custodian for the account of PFPC on behalf of certain customers of PFPC, including those SPARX Asia Funds portfolios as are set forth on Exhibit A hereto (each a “Fund” and collectively the “Funds”). Reference is also made to the custodian services agreement dated as of July __, 2007 (the “Fund Custody Agreement”) by and between PFPC and SPARX Asia Funds.
CLEARSKYSM STATE FILING SERVICES AGREEMENTState Filing Services Agreement • July 25th, 2007 • Sparx Funds Trust • Delaware
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • July 25th, 2007 • Sparx Funds Trust
THIS AGREEMENT is made as of July 31, 2007 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and SPARX ASIA FUNDS, a Massachusetts business trust (the "Fund").
AMENDMENT TO THE AGREEMENT AND DECLARATION OF TRUST OF SPARX FUNDS TRUSTThe Agreement • July 25th, 2007 • Sparx Funds Trust
WHEREAS, Section 1 of Article I of the Agreement and Declaration of Trust (the "Declaration of Trust"), dated July 24, 1995, of SPARX Funds Trust (the "Trust"), as amended on August 21, 2003, copies of which are on file in the Office of the Secretary of the Commonwealth of Massachusetts, authorizes the Trustees of the Trust to amend the Declaration of Trust to change the name of the Trust without authorization by vote of the Shareholders of the Trust.
ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • July 25th, 2007 • Sparx Funds Trust
THIS AGREEMENT is made as of July 31, 2007 by and between PFPC Inc., a Massachusetts corporation ("PFPC"), and SPARX ASIA FUNDS, a Massachusetts business trust (the "Fund").
UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2007 • Sparx Funds Trust
THIS AGREEMENT is made as of July 31, 2007 by and between PROFESSIONAL FUNDS DISTRIBUTOR, LLC a Delaware Limited Liability Company ("Professional Funds Distributor"), and SPARX Asia Funds, a Massachusetts Business Trust (the "Fund").
