0000910472-04-000132 Sample Contracts

NEW RIVER FUNDS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT

Sub-Advisory Agreement • October 29th, 2004 • New River Funds • Delaware

• Contract Type
  Sub-Advisory Agreement
• Filed
  October 29th, 2004
• Company
  New River Funds
• Jurisdiction
  Delaware

THIS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) made this 1st day of July, 2004, by and between New River Advisers LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia (the “Manager”), and Howe and Rusling, Inc., a corporation organized and existing under the laws of the State of New York (the “Sub-Adviser”).

NEW RIVER FUNDS New River Core Equity Fund New River Core Fixed Income Fund New River Small Cap Fund Amended and Restated Contractual Management Fee Waiver Agreement

Contractual Management Fee Waiver Agreement • October 29th, 2004 • New River Funds

• Contract Type
  Contractual Management Fee Waiver Agreement
• Filed
  October 29th, 2004
• Company
  New River Funds

Amended and Restated Agreement, made effective as of the 1st day of July, 2004, by and between New River Funds, a Delaware statutory trust (the “Trust”), on behalf of its New River Core Equity Fund, New River Core Fixed Income Fund and New River Small Cap Fund series (the “Funds”), and New River Advisers LLC (the “Investment Manager”).