DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series RATIONAL INVESTOR FUNDDistribution Agreement • July 21st, 2005 • Northern Lights Fund Trust
PLAN AND AGREEMENT made as of July 5, 2005 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, Rational Investor Fund, and the distributor for Rational Investor Fund, Aquarius Fund Distributors, LLC (the “DISTRIBUTOR”).
UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and AQUARIUS FUND DISTRIBUTORS, LLCUnderwriting Agreement • July 21st, 2005 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this ____ day of ________________ 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, NY 11788 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT RATIONAL INVESTOR FUNDOperating Expenses Limitation Agreement • July 21st, 2005 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ___ day of _______, 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”), on behalf of the Rational Investor Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, The Rational Investor® Advisors, LLC (the “Advisor”).
