SUBADVISORY AGREEMENTSubadvisory Agreement • July 19th, 2006 • Northern Lights Fund Trust • Delaware
Contract Type FiledJuly 19th, 2006 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 22nd day of June 2006, by and between ARROW INVESTMENT ADVISORS, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and DORSEY WRIGHT AND ASSOCIATES, INC., a Virginia Corporation under the laws of the State of Virginia (the “Subadviser”), and also registered under the Advisers Act with respect to each series listed on Exhibit A hereto (each a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”).
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ARROW INVESTMENT ADVISORS, LLCInvestment Advisory Agreement • July 19th, 2006 • Northern Lights Fund Trust • Nebraska
Contract Type FiledJuly 19th, 2006 Company JurisdictionAGREEMENT, made as of June 22, 2006, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Arrow Investment Advisors, LLC, (the "Advisor") located at 2943 Olney-Sandy Spring Road, Suite A, Olney, MD 20832.
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series ARROW DWA BALANCED FUNDDistribution Plan and Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyPLAN AND AGREEMENT made as of June 22, 2006 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, Arrow DWA Balanced Fund (the “Fund”) and the distributor for the Fund, Aquarius Fund Distributors, LLC (the “DISTRIBUTOR”).
ADMINISTRATION SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST andService Agreement • July 19th, 2006 • Northern Lights Fund Trust • Nebraska
Contract Type FiledJuly 19th, 2006 Company JurisdictionAGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • July 19th, 2006 • Northern Lights Fund Trust • Nebraska
Contract Type FiledJuly 19th, 2006 Company JurisdictionAGREEMENT made this 19th day of May 2005, as revised on June 22, 2006, by and between the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office at 450 Wireless Boulevard, Hauppauge, NY 11788 (“GFS”).
FUND ACCOUNTING SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST and INDEXService Agreement • July 19th, 2006 • Northern Lights Fund Trust • Nebraska
Contract Type FiledJuly 19th, 2006 Company JurisdictionAGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT THE ARROW DWA BALANCED FUNDTrust Operating Expenses Limitation Agreement • July 19th, 2006 • Northern Lights Fund Trust • New York
Contract Type FiledJuly 19th, 2006 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of June, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of The Arrow DWA Balanced Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Arrow Investment Advisors, LLC (the “Advisor”).
FUND ACCOUNTING SERVICE AGREEMENT Schedule A FUNDS TO BE SERVICED Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Biltmore Enhanced Index Fund Biltmore Contrarian...Accounting Service Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
FUND ACCOUNTING SERVICE AGREEMENT Schedule A FUNDS TO BE SERVICED Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Biltmore Enhanced Index Fund Biltmore Contrarian...Accounting Service Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
UNDERWRITING AGREEMENT Schedule A Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor® Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Biltmore Enhanced Index Fund Biltmore Contrarian Momentum Fund Biltmore...Underwriting Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
TRANSFER AGENCY SERVICE AGREEMENT Schedule A FUNDS TO BE SERVICED Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Contrarian Valueline Fund Momentum/Dynamic ETF...Transfer Agency Service Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add the Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
ADMINISTRATION SERVICE AGREEMENTAdministration Service Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add the Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
TRANSFER AGENCY SERVICE AGREEMENT Schedule A FUNDS TO BE SERVICED Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Biltmore Enhanced Index Fund Biltmore Contrarian...Transfer Agency Service Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
ADMINISTRATION SERVICE AGREEMENTAdministration Service Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add the Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
UNDERWRITING AGREEMENT Schedule A Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor® Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Biltmore Enhanced Index Fund Biltmore Contrarian Momentum Fund Biltmore...Underwriting Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
UNDERWRITING AGREEMENT Schedule A Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor® Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Biltmore Enhanced Index Fund Biltmore Contrarian Momentum Fund Biltmore...Underwriting Agreement • July 19th, 2006 • Northern Lights Fund Trust
Contract Type FiledJuly 19th, 2006 CompanyThis schedule was amended on March 23, 2006 to add Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.