INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ROANOKE ASSET MANAGEMENT CORP.Investment Advisory Agreement • May 14th, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT, made as of March 30, 2007, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Roanoke Asset Management Corp., (the "Advisor") located at 529 Fifth Avenue, New York, NY 10017.
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series ROANOKE SMALL-CAP GROWTH FUNDDistribution Plan and Agreement • May 14th, 2007 • Northern Lights Fund Trust
PLAN AND AGREEMENT made as of March 30, 2007 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, Autopilot Managed Growth Fund (the “Fund”) and the distributor for the Fund, Aquarius Fund Distributors, LLC (the “DISTRIBUTOR”).
2007 Hallmark Equity Series Trust Trustees of the Hallmark Equity Series Trust 1250 Broadway, 32nd Floor New York, NY 10001-3701 Northern Lights Fund Trust Trustees of the Northern Lights Fund Trust 450 Wireless Boulevard Hauppage, NY 11788Northern Lights Fund Trust • May 14th, 2007
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF ____________ __, 2007 (THE "AGREEMENT"), BY AND BETWEEN THE HALLMARK SMALL-CAP GROWTH FUND (THE "TRANSFERRING FUND"), A SERIES OF THE HALLMARK EQUITY SERIES TRUST, A DELAWARE STATUTORY TRUST (THE "HALLMARK TRUST") AND THE ROANOKE SMALL-CAP GROWTH FUND (THE "ACQUIRING FUND"), A NEWLY FORMED SERIES OF NORTHERN LIGHTS FUND TRUST, A DELAWARE STATUTORY TRUST (THE "NORTHERN TRUST")
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • May 14th, 2007 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this _____ day of April, 2007, by and between the Hallmark Small-Cap Growth Fund (the “Transferring Fund”), a series of the Hallmark Equity Series Trust (the “Hallmark Trust”) and the Roanoke Small-Cap Growth Fund (the “Acquiring Fund”), a series of Northern Lights Fund Trust (the “Northern Trust”). The Hallmark Trust is a Delaware statutory trust, with its principal place of business at 1250 Broadway, 32nd Floor, New York, NY 10001. Northern Trust is a Delaware statutory trust, with its principal place of business at 450 Wireless Blvd., Hauppauge, NY 11788.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ROANOKE SMALL-CAP GROWTH FUNDExpenses Limitation Agreement • May 14th, 2007 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of March, 2007, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Roanoke Small-Cap Growth Fund, (the “Fund”) a series of the Trust and the Advisor of the Fund, Roanoke Asset Management Corp. (the “Advisor”).
