THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 29th, 2011 • Dunham Funds • California
This AGREEMENT is dated August 24, 2011, and effective on or about December 1, 2011, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and THE ITHAKA GROUP, LLC, a Delaware limited liability corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • November 29th, 2011 • Dunham Funds
Underwriting Agreement Schedule AUnderwriting Agreement • November 29th, 2011 • Dunham Funds
