0000910472-12-003901 Sample Contracts

INVESTMENT ADVISORY AGREEMENT BETWEEN NORTHERN LIGHTS FUND TRUST III AND GOOD HARBOR FINANCIAL, LLC

Investment Advisory Agreement • December 26th, 2012 • Northern Lights Fund Trust Iii • New York

• Contract Type
  Investment Advisory Agreement
• Filed
  December 26th, 2012
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

AGREEMENT, made as of November 29, 2012 between Northern Lights Fund Trust III, a Delaware statutory trust (the “Trust”), and GOOD HARBOR FINANCIAL, LLC, a Delaware Limited Liability Company (the “Adviser”) located at 155 North Wacker Drive, Suite 850, Chicago, Illinois 60606.

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT GOOD HARBOR U.S. TACTICAL CORE FUND

Operating Expenses Limitation Agreement • December 26th, 2012 • Northern Lights Fund Trust Iii • New York

• Contract Type
  Operating Expenses Limitation Agreement
• Filed
  December 26th, 2012
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 29th day of November, 2012, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of Good Harbor Tactical Core U.S. Wrap Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Good Harbor Financial, LLC (the “Advisor”).