INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and SPECTRUM ADVISORY SERVICES, INC.Investment Advisory Agreement • March 8th, 2013 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of November 29 , 2012 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and SPECTRUM ADVISORY SERVICES, INC. a Georgia Corporation (the "Adviser") located at 1050 Crown Pointe Parkway, Suite 750 , Atlanta, Georgia 30338.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 8th, 2013 • Northern Lights Fund Trust Iii • New York
THIS AGREEMENT (“Agreement”) is made and entered into as of November 29, 2012, by and between PERSIMMON CAPITAL MANAGEMENT, LP, (the “Adviser”), a Delaware limited partnership registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1777 Sentry Parkway West, Gwynedd Hall, Suite 102 , Blue Bell, Pennsylvania 19422 , and CAERUS GLOBAL INVESTORS, LLC a limited liability company organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to each Fund listed on Schedule A hereto (each a “Fund”), a series of the NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”).
