INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and ABSOLUTE CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • February 29th, 2024 • Northern Lights Fund Trust Iii • New York
Contract Type FiledFebruary 29th, 2024 Company JurisdictionThis INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of February 16, 2024 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Absolute Capital Management, LLC, a Pennsylvania limited liability company (the “Adviser”) located at 101 Pennsylvania, Blvd., Pittsburgh, PA 15228.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 4th, 2023 • Collaborative Investment Series Trust • New York
Contract Type FiledDecember 4th, 2023 Company JurisdictionThis Agreement (the “Agreement”), made as of December 4, 2023 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Retireful, LLC, a limited liability company organized and existing under the laws of the Michigan (the “Adviser”) located at 16932 Willowbrook Dr Haslett, MI 48840.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and COUNTERPOINT FUNDS, LLCInvestment Advisory Agreement • November 22nd, 2023 • Northern Lights Fund Trust Iii • New York
Contract Type FiledNovember 22nd, 2023 Company JurisdictionThis AGREEMENT is made as of [November 13, 2023] between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Counterpoint Funds LLC, a Delaware limited liability company (the “Adviser”) located at 12760 High Bluff Drive, Suite 280 San Diego, CA 92130.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and RONDURE GLOBAL ADVISORS, LLCInvestment Advisory Agreement • October 19th, 2023 • Northern Lights Fund Trust Iii • Delaware
Contract Type FiledOctober 19th, 2023 Company JurisdictionThis AGREEMENT is made as of October 20, 2023 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Rondure Global Advisors, LLC, a Delaware limited liability company (the “Adviser”) located at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and HODGES CAPITAL MANAGEMENT, INC.Investment Advisory Agreement • September 28th, 2023 • Northern Lights Fund Trust Ii
Contract Type FiledSeptember 28th, 2023 CompanyAGREEMENT, made as of September 20, 2023, between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and Hodges Capital Management, Inc. a Texas corporation (the "Adviser"), located at 2905 Maple Avenue, Dallas, TX 75201
INVESTMENT ADVISORY AGREEMENT Between GRANDEUR PEAK GLOBAL TRUST and GRANDEUR PEAK GLOBAL ADVISORS, LLCInvestment Advisory Agreement • September 26th, 2023 • Grandeur Peak Global Trust • Delaware
Contract Type FiledSeptember 26th, 2023 Company JurisdictionThis AGREEMENT is made as of October 6, 2023 between GRANDEUR PEAK GLOBAL TRUST, a Delaware statutory trust (the “Trust”), and Grandeur Peak Global Advisors, LLC, a Delaware limited liability company (the “Adviser”) located at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and GGM WEALTH ADVSIORSInvestment Advisory Agreement • September 15th, 2023 • Northern Lights Fund Trust Ii
Contract Type FiledSeptember 15th, 2023 CompanyAGREEMENT, made as of August 24, 2023, between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the "Trust"), and GGM Wealth Advisors, a limited liability company organized and existing under the laws of the State of Maryland (the "Adviser") located at 1801 Porter Street, Suite 500, Baltimore, MD 21230.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST andInvestment Advisory Agreement • August 28th, 2023 • Northern Lights Fund Trust • New York
Contract Type FiledAugust 28th, 2023 Company JurisdictionAGREEMENT, made as of March 23, 2022 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Princeton Fund Advisors, LLC, a Delaware limited liability company (the "Adviser") located at 1580 Lincoln Street, Suite 680, Denver, CO 80203.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and THE FUTURE FUND, LLCInvestment Advisory Agreement • June 28th, 2023 • Northern Lights Fund Trust Ii
Contract Type FiledJune 28th, 2023 CompanyAGREEMENT, made as of April 27, 2021 between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the "Trust"), and THE FUTURE FUND, LLC, a Delaware limited liability company (the "Adviser"), located at 330 N Wabash, Suite 2300, Chicago, IL 60611.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and HODGES CAPITAL MANAGEMENT, INC.Investment Advisory Agreement • June 6th, 2023 • Northern Lights Fund Trust Ii
Contract Type FiledJune 6th, 2023 CompanyAGREEMENT, made as of [INSERT DATE OF SHAREHOLDER MEETING], between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and Hodges Capital Management, Inc. a Texas corporation (the "Adviser"), located at 2905 Maple Avenue, Dallas, TX 75201
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and NORTH STAR INVESTMENT MANAGEMENT CORPORATIONInvestment Advisory Agreement • May 12th, 2023 • Northern Lights Fund Trust Ii
Contract Type FiledMay 12th, 2023 CompanyAGREEMENT, made as of August 11, 2011 between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and North Star Investment Management Corporation, an Illinois corporation (the "Adviser"), located at 20 N. Wacker Drive, Suite 116, Chicago, Illinois 60606
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2023 • Tactical Investment Series Trust • Delaware
Contract Type FiledApril 28th, 2023 Company JurisdictionAGREEMENT (the “Agreement”), made as of July 9, 2021 between TACTICAL INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Tactical Fund Advisors, LLC, a limited liability company organized and existing under the laws of the Ohio (the “Adviser”) located at 11726 Seven Gables Road, Cincinnati, Ohio 45249.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and BEACON CAPITAL MANAGEMENT, INC.Investment Advisory Agreement • April 27th, 2023 • Northern Lights Fund Trust Ii • Delaware
Contract Type FiledApril 27th, 2023 Company JurisdictionAGREEMENT, made as of April 17, 2023, between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and Beacon Capital Management, Inc. an Ohio corporation (the "Adviser"), located at 7777 Washington Village Drive, Suite 280, Dayton, OH 45459.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 10th, 2023 • Northern Lights Fund Trust IV • New York
Contract Type FiledMarch 10th, 2023 Company JurisdictionThis AGREEMENT is made as of October 25, 2022 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and FULCRUM ASSET MANAGEMENT LLP, a United Kingdom limited liability partnership (the "Adviser"), located at Marble Arch House, 66 Seymour Street, London, United Kingdom W1H5BT.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and TUTTLE CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • February 21st, 2023 • Northern Lights Fund Trust IV • New York
Contract Type FiledFebruary 21st, 2023 Company JurisdictionThis AGREEMENT is made as of October 25, 2022 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and TUTTLE CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the "Adviser"), located at 155 Lockwood Road, Riverside, CT 06878. .
INVESTMENT ADVISORY AGREEMENT Between WALTHAUSEN FUNDS and NORTH STAR INVESTMENT MANAGEMENT CORPORATIONInvestment Advisory Agreement • January 23rd, 2023 • Northern Lights Fund Trust Ii
Contract Type FiledJanuary 23rd, 2023 CompanyAGREEMENT, made as of _______ __, 2023, between Walthausen Funds, an Ohio business trust (the "Trust"), and North Star Investment Management Corporation, an Illinois corporation (the "Adviser"), located at 20 N. Wacker Drive, Suite 1416, Chicago, Illinois 60606
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 30th, 2022 • Collaborative Investment Series Trust • New York
Contract Type FiledDecember 30th, 2022 Company JurisdictionINVESTMENT ADVISORY AGREEMENT (the “Agreement”), made as of [____], 2022 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Retireful, LLC, LLC, a limited liability company organized and existing under the laws of the Michigan (the “Adviser”) located at 16932 Willowbrook Drive, Haslett MI 48840.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ALTEGRIS ADVISORS, LLCInvestment Advisory Agreement • December 27th, 2022 • Northern Lights Fund Trust
Contract Type FiledDecember 27th, 2022 CompanyAGREEMENT (the "Agreement"), made as of February 12, 2021 as revised June 30, 2021 and November 15, 2022 (the “Effective Date”) between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust") and Altegris Advisors, LLC, a Delaware Limited Liability Company (the "Adviser") located at 1200 Prospect Street, Suite 400, La Jolla, California 92037.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 9th, 2022 • Arrow Investments Trust • New York
Contract Type FiledDecember 9th, 2022 Company JurisdictionAGREEMENT made as of October 1, 2022 between ARROW INVESTMENT TRUST, a Delaware statutory trust (the "Trust"), and ARROW INVESTMENT ADVISORS LLC (the “Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 9th, 2022 • Arrow Investments Trust • New York
Contract Type FiledDecember 9th, 2022 Company JurisdictionAGREEMENT made as of October 1, 2022 between ARROW INVESTMENT TRUST, a Delaware statutory trust (the "Trust"), and ARROW INVESTMENT ADVISORS LLC (the “Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and OSTERWEIS CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • October 24th, 2022 • Northern Lights Fund Trust • New York
Contract Type FiledOctober 24th, 2022 Company JurisdictionAGREEMENT, made as of September 28, 2022, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Osterweis Capital Management, LLC a California Limited Liability Company (the "Adviser") located at One Maritime Plaza, Suite 800 San Francisco, CA 941111.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 21st, 2022 • Arrow Investments Trust • New York
Contract Type FiledOctober 21st, 2022 Company JurisdictionAGREEMENT made as of October 1, 2022 between ARROW INVESTMENT TRUST, a Delaware statutory trust (the "Trust"), and ARROW INVESTMENT ADVISORS LLC (the “Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 15th, 2022 • Northern Lights Fund Trust IV • New York
Contract Type FiledAugust 15th, 2022 Company JurisdictionThis AGREEMENT is made as of July 18, 2022 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and MAIN MANAGEMENT FUND ADVISORS, LLC a Delaware limited liability company (the "Adviser"), located at 601 California Street, Suite 620, San Francisco, California 94108.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and OSTERWEIS CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • July 20th, 2022 • Professionally Managed Portfolios • New York
Contract Type FiledJuly 20th, 2022 Company JurisdictionAGREEMENT, made as of [XXX], 2022, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Osterweis Capital Management, LLC a California Limited Liability Company (the "Adviser") located at One Maritime Plaza, Suite 800 San Francisco, CA 941111.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and HOWARD CAPITAL MANAGEMENT, INC.Investment Advisory Agreement • June 14th, 2022 • Northern Lights Fund Trust Iii • New York
Contract Type FiledJune 14th, 2022 Company JurisdictionThis AGREEMENT is made as of May 25, 2022 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and HOWARD CAPITAL MANAGEMENT, INC. a Delaware Corporation (the “Adviser”) located at 1145 Hembree Road, Roswell, GA 30076.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS VARIABLE TRUST and VALMARK ADVISERS, INC.Investment Advisory Agreement • April 20th, 2022 • Northern Lights Variable Trust • New York
Contract Type FiledApril 20th, 2022 Company JurisdictionAGREEMENT, made as of February 23, 2011, as revised on March 27, 2013, and June 24, 2021 between Northern Lights Variable Trust, a Delaware statutory trust (the "Trust"), and ValMark Advisers, Inc., a Corporation organized and existing under the laws of the State of Ohio (the "Adviser") located at 130 Springside Drive, Akron, OH 44333.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 28th, 2022 • Collaborative Investment Series Trust • New York
Contract Type FiledJanuary 28th, 2022 Company JurisdictionAGREEMENT (the “Agreement”), made as of November 5, 2021 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and INNOVATIVE PORTFOLIOS, LLC, a limited liability company organized and existing under the laws of the State of Indiana (the “Adviser”) located at 8801 River Crossing Blvd., Indianapolis, Indiana.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and DAKOTA WEALTH, LLCInvestment Advisory Agreement • December 14th, 2021 • Northern Lights Fund Trust Iii • New York
Contract Type FiledDecember 14th, 2021 Company JurisdictionThis AGREEMENT is made as of June 17, 2021 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Dakota Wealth, LLC. a Florida Limited Liability Company (the “Adviser”) located at 11376 N. Jog Road, Palm Beach Gardens, FL 33418.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 6th, 2021 • Collaborative Investment Series Trust • New York
Contract Type FiledDecember 6th, 2021 Company JurisdictionINVESTMENT ADVISORY AGREEMENT (the “Agreement”), made as of December 6, 2021 between Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”), and NextGen ETFs, LLC, a limited liability company organized and existing under the laws of the Montana (the “Adviser”) located at 812 Expedition Trail, Helena, MT 59602.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 4th, 2021 • Collaborative Investment Series Trust • New York
Contract Type FiledNovember 4th, 2021 Company JurisdictionINVESTMENT ADVISORY AGREEMENT (the “Agreement”), made as of October 12, 2021 between Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”), and Tuttle Capital Management LLC, a limited liability company organized and existing under the laws of the Delaware (the “Adviser”) located at 500 West Putnam Ave, Ste 400, Greenwich, CT 06830.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 4th, 2021 • Collaborative Investment Series Trust • New York
Contract Type FiledOctober 4th, 2021 Company JurisdictionINVESTMENT ADVISORY AGREEMENT (the “Agreement”), made as of October 4, 2021 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Retireful, LLC, a limited liability company organized and existing under the laws of the Michigan (the “Adviser”) located at 16932 Willowbrook Dr Haslett, MI 48840.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and LADENBURG THALMANN ASSET MANAGEMENT, INCInvestment Advisory Agreement • August 27th, 2021 • Northern Lights Fund Trust • New York
Contract Type FiledAugust 27th, 2021 Company JurisdictionAGREEMENT (the "Agreement"), made as of February 14, 2020 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Ladenburg Thalmann Asset Management, LLC a New York Limited Liability Company (the "Adviser") located at 277 Park Avenue, 26th Floor, New York, NY 10172.
INVESTMENT ADVISORY AGREEMENT Between ADVISORONE FUNDS and BRINKER CAPITAL INVESTMENTS, LLC THE ADVISORONE FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 26th, 2021 • Advisorone Funds • New York
Contract Type FiledAugust 26th, 2021 Company JurisdictionAGREEMENT, made as of December 4, 2020, between AdvisorOne Funds, a Delaware business trust (the “Trust”), and Brinker Capital Investments, LLC, a Nebraska limited liability company (the “Adviser”).
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and LIFEGOAL INVESTMENTS, LLCInvestment Advisory Agreement • August 9th, 2021 • Northern Lights Fund Trust Ii • New York
Contract Type FiledAugust 9th, 2021 Company JurisdictionAGREEMENT, made as of May 18, 2021 between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the "Trust"), and LIFEGOAL INVESTMENTS, LLC, a Delaware limited liability company (the "Adviser"), located at 5 Spring Street, Saratoga Springs, New York 12866.
INVESTMENT ADVISORY AGREEMENT Between ZACKS TRUST and ZACKS INVESTMENT MANAGEMENT, INC.Investment Advisory Agreement • August 3rd, 2021 • Zacks Trust • Illinois
Contract Type FiledAugust 3rd, 2021 Company JurisdictionThis AGREEMENT is made as of June 22, 2021 between ZACKS TRUST, a Delaware statutory trust (the “Trust”), and Zacks Investment Management, Inc. a Delaware corporation (the “Adviser”), located at 227 West Monroe Street, Suite 4350, Chicago, Illinois 60606.