INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and PINNACLE FAMILY ADVISORS, LLCInvestment Advisory Agreement • May 15th, 2013 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of February 14 , 2013 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and PINNACLE FAMILY ADVISORS, LLC , a Missouri Limited Libility Company (the "Adviser") located at 4200 S. Quail Creek Avenue, Suite A , Springfield, MO 65810.
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT PINNACLE FAMILY ADVISORS, LLCAnd Security Agreement • May 15th, 2013 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 14th day of February, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of Pinnacle Tactical Allocation Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Pinnacle Family Advisors, LLC (the “Advisor”).
DISTRIBUTION AND SHAREHOLDER SERVICING PLANDistribution and Shareholder Servicing Plan • May 15th, 2013 • Northern Lights Fund Trust Iii
DISTRIBUTION AND SHAREHOLDER SERVICING PLAN (this "Plan") made as of February 14, 2013 by and between Northern Lights Fund Trust III (the "Trust") on behalf of its separate series, PINNACLE TACTICAL ALLOCATION FUND, (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the "DISTRIBUTOR").
