SUBADVISORY AGREEMENTSubadvisory Agreement • June 27th, 2014 • Multi-Strategy Growth & Income Fund • Delaware
THIS AGREEMENT is effective as of November 21, 2013, by and between RJL Capital Management, LLC (the “Adviser”), a California limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and FIRST ALLIED ASSET MANAGEMENT, INC., a corporation organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to the Multi-Strategy Growth & Income Fund (the “Fund” or the “Trust”).
MULTI-STRATEGY GROWTH & INCOME FUND OPERATING EXPENSES LIMITATION AGREEMENT RJL CAPITAL MANAGEMENT, LLCOperating Expenses Limitation Agreement • June 27th, 2014 • Multi-Strategy Growth & Income Fund • New York
WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 19th day of September, 2011 (the “Investment Advisory Agreement”); and
