THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTDunham Funds Sub-Advisory Agreement • September 5th, 2014 • Dunham Funds • California
This AGREEMENT is dated March 25, 2014, and effective on April 1, 2014, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and THE ITHAKA GROUP, LLC, a Delaware limited liability corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 5th, 2014 • Dunham Funds • California
This AMENDED AND RESTATED AGREEMENT is effective on April 1, 2014, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and ARROWSTREET CAPITAL, Limited Partnership, a Massachusetts limited partnership (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
