INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 21st, 2014 • Two Roads Shared Trust • Delaware
Contract Type FiledNovember 21st, 2014 Company JurisdictionINVESTMENT ADVISORY AGREEMENT made as of this 5th day of November, 2014 by and between Two Roads Shared Trust, a Delaware statutory trust (the “Trust”), and Breithorn Capital Management LLC (the “Adviser”).
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • November 21st, 2014 • Two Roads Shared Trust • New York
Contract Type FiledNovember 21st, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 5th day of November, 2014, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the BREITHORN LONG/SHORT FUND (the “Fund”), a series of the Trust, and the Adviser to the Fund, BREITHORN CAPITAL MANAGEMENT LLC (“Breithorn” or the “Adviser”).