0000910472-14-006020 Sample Contracts

INVESTMENT ADVISORY AGREEMENT BETWEEN JAMES ALPHA MANAGEMENT, LLC AND YORKVILLE CAPITAL MANAGEMENT, LLC. REGARDING THE THE SARATOGA ADVANTAGE TRUST
Investment Advisory Agreement • December 31st, 2014 • Saratoga Advantage Trust

AGREEMENT made this ___ day of __________, 20__ between James Alpha Management, LLC a Delaware limited liability company (the "Manager") and Yorkville Capital Management, LLC, a _______________ limited liability company (the "Advisor").

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SARATOGA ADVANTAGE TRUST INVESTMENT MANAGEMENT AGREEMENT [JAMES ALPHA MLP PORTFOLIO]
Investment Management Agreement • December 31st, 2014 • Saratoga Advantage Trust • Delaware

THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the ___ day of __________, 20__, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the [James Alpha MLP Portfolio], a series of the Trust (the “Fund”), and James Alpha Management, LLC (the “Manager”).

SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENT [JAMES ALPHA MLP PORTFOLIO]
Expense Limitation Agreement • December 31st, 2014 • Saratoga Advantage Trust • New York

THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 2nd day of September, 2014, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Multi Strategy Alternative Income Portfolio, a series of the Trust (the “Fund”), and James Alpha Management, LLC, the investment adviser to the Fund (the “Manager”).

SUB-EXPENSE LIMITATION AGREEMENT [JAMES ALPHA MLP PORTFOLIO]
Sub-Expense Limitation Agreement • December 31st, 2014 • Saratoga Advantage Trust • New York

THIS SUB-EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the ___ day of ___________, 20__, by and between James Alpha Management, LLC (the “Manager”), the investment adviser to the [James Alpha MLP Portfolio] (the “Fund”), a series of Saratoga Advantage Trust (the “Trust”), and Yorkville Capital Management, LLC, the investment sub-adviser to the Fund (the “Advisor”).

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